- SMBC (New York, NY)
- …Group company documents. + Respond to requests from regulators, the legal department, and internal audit and testing. + Other tasks as assigned, to include ... and manage compliance policies that support our strategic objectives. You'll also lead key policy initiatives, represent the policy team on special projects, and… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... role primarily focuses on financial analysis in support of potential internal and external capital investment opportunities through valuation, risk assessment, and… more
- TD Bank (New York, NY)
- …related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the team by providing the ... skills:** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products and… more
- Heritage Financial Credit Union (Newburgh, NY)
- …and is instrumental in maintaining accurate financial records and controls, audit and regulatory requirements, budgeting and asset liability support, and ... AND BASIC DUTIES 1. Leadership & Team Management + Lead , mentor, and develop the accounting team to promote...Controls + Oversee the preparation of accurate and timely internal and external financial statements, including monthly, quarterly and… more
- Capital One (New York, NY)
- …Influence leaders within ESM, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key technology risks and actions needed + Conduct ... posture and strengthen overall control suite effectiveness + Design and support internal risk and control governance processes + Identify and implement continual… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... user certification and compliance testing for Commercial Lending Operations. + Lead and participate in planning, testing and implementing new projects, systems,… more
- Vail Resorts (NY)
- …for ensuring that software delivery practices align with regulatory requirements, internal standards, and the defined Software Development Lifecycle (SDLC). You will ... power our guest-facing eCommerce and mobile experiences, along with the internal application ecosystem that enables resort employees to deliver exceptional service… more
- University of Rochester (Rochester, NY)
- …experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE Performs operational/business ... of the department's activities. Manages employees through subordinate supervisors or lead workers. Maintains staff by recruiting, selecting, orienting, and training… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... (BI) professional to support the department and division. This position will lead the development of high-impact dashboards, pilot emerging tools, and champion best… more
- Raymond James Financial, Inc. (New York, NY)
- …offering insights and recommending process improvements. Regular interaction with internal stakeholders, including compliance teams and internal auditors, ... production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets (EBS), Large Options Position… more