- Citigroup (Charlotte, NC)
- …etc.) for the department. + Drive/Support issue remediation; and timely closure/validations with Internal Audit . + Support fronting Internal Audits and Exams ... and reporting); FMI Council. + Support preparation of Regulatory Materials + Lead 3rd Party Oversight for Payments and ensure appropriate governance documentation (… more
- Equitable (Charlotte, NC)
- …broker/dealer operations. Reporting to the CCO are the Firm's 3120 audit teams, Surveillance oversight, regulatory reporting, regulatory examinations, and training ... proactively identify trends and adapt its approach accordingly. As one of the lead contacts for Equitable Advisors' senior management on all compliance matters, the… more
- TD Bank (Charlotte, NC)
- …related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the team by providing the ... skills:** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products and… more
- Truist (Charlotte, NC)
- … internal management and TPROF. 11. Accountable to assist in providing audit responses ( internal /external) related to scope of responsibility, in coordination ... service relationships to manage risk, ensure quality of service delivery, internal client satisfaction, operational efficiencies, and achievement of target cost… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …offering insights and recommending process improvements. Regular interaction with internal stakeholders, including compliance teams and internal auditors, ... production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets (EBS), Large Options Position… more
- Truist (Charlotte, NC)
- …(CIS) personnel, Line of Business (LOB) personnel, external vendors, and internal IT Services personnel including Enterprise Architects, Application & Data Services ... documentation with support of engineering and operations staff + Advise, consult, lead , guide and mentor project teams, engineers, analysts, and support staff in… more
- Amazon (Wilmington, NC)
- …procedures * Maintain and troubleshoot all conveyor systems in the building * Lead and audit preventative maintenance procedures * Install, maintain, and ... journey! About the Role: As a Senior Mechatronics & Robotics Technician, you will lead service technicians on the team in the installation and repair of automated… more
- Kelly Services (Winston Salem, NC)
- …for all personnel. + Ensure strict compliance with FDA, EMA, and internal regulatory standards. + Maintain audit readiness and represent manufacturing ... during audits and cross-functional meetings. + Lead deviation investigations and support authoring of SOPs and technical documentation. + Drive inspection readiness… more
- Caterpillar, Inc. (Sanford, NC)
- …business needs require **Starting Pay:** 1st Shift: $24.00/hour We don't lead our industry - our people do. Watch our video ... Supplier Quality at Caterpillar, you will:** + Conduct quality audit on component parts and root cause analysis on...on quality issues. + Gather assembly defect data and lead a team to support continuous improvement efforts. May… more
- Bank OZK (Lexington, NC)
- …business partners, and the community. Provide business development leadership and management. Lead by example and provide exceptional customer service at all times. ... and pay recommendations, and separations of direct reports. + Lead and engage associates in daily huddles to support...tactical plans to ensure sound operational performance and effective audit results. + Proactively resolve client concerns in a… more