- TD Bank (New York, NY)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... longer term focus + Represents the group as the lead or subject matter expert on projects / initiatives...provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements… more
- American Express (New York, NY)
- …to ensure awareness and understanding of CRA expectations. + Support regulatory exams, internal audit reviews, and issue remediation activities related to CRA. ... are effectively implemented and aligned to regulatory expectations and internal risk governance standards. **Key Responsibilities:** + Lead...+ 10 years of experience in Compliance, Risk Management, Internal Audit , or a related field within… more
- GAF (Albany, NY)
- …in the implementation and continuous improvement of the standardized supplier quality audit .* Lead the development, implementation, maintenance, and reporting of ... supply of raw materials crucial for GAF Manufacturing. They will lead efforts related to Supplier Quality, including defining requirements, conducting evaluations,… more
- Tradeweb (New York, NY)
- …strategy. **Qualifications** + Minimum 7+ years of experience in enterprise risk, internal audit , or operational risk management within a regulated financial ... ERM and maintains dotted-line accountability to the US-based ERM Lead and the UK-based Enterprise Controls Assurance (ECA) ...evidence, and outcomes in Archer GRC, ensuring consistency with internal policies and audit standards. + Collaborate… more
- TD Bank (New York, NY)
- …& Control reviews and assesses whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... businesses globally to design, implement, maintain, and monitor effective internal controls and ensure business activities remain within TD...(ORM) programs to support a strong risk culture; + Lead the execution of certain TDS ORM programs within… more
- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... advice and facilitate discussions with management and stakeholders on relevant internal and external events and collaborate to expediently resolve incidents,… more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as… more
- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... and corporate banking functions of TD Securities. We are committed to innovation with purpose, execution with excellence, and continually improving the employee… more
- American Express (New York, NY)
- …AXP wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam, Internal Audit Group review and others. + Lead a team of professionals with a ... our culture is built on a 175-year history of innovation , shared values and Leadership Behaviors, and an unwavering...quick thinkers who can shape the strategic decisions that lead our business forward. Whether it's negotiating with some… more
- S&P Global (New York, NY)
- …Solutions for risk and control management activities, including but not limited to Internal Audit findings, controls testing, risk management and responding to ... **About the Role:** **Grade Level (for internal use):** 12 **The Team** The In-Business Controls... continuous improvement projects and support management reporting** + Lead or support continuous improvement initiatives, driving innovation… more