- Vanguard (Charlotte, NC)
- …strategy. + Serves as a subject matter expert and liaison to regulatory agencies, internal audit , and risk partners. Supports regulatory exams and inquiries with ... We are seeking a seasoned compliance professional to lead monitoring and testing for our broker-dealer's Cash...environment and are passionate about protecting investors while enabling innovation , we invite you to shape our compliance strategy… more
- TIAA (Charlotte, NC)
- …Corporate Strategy and Development, Financial Analysis and Accounting, Human Resources, Internal Audit , Law and Policy, Marketing and Communications, Product ... enterprise National Accounts with over 450 fund providers. **Product Development & Innovation ** - Support new product development, innovation , and incubation for… more
- Wells Fargo (Durham, NC)
- …+ Lead the branch while engaging stakeholders, peers, and internal partners in collaborating and building strong partnerships to deliver a customer-centric ... financial services leader - we're a global trailblazer committed to driving innovation , empowering communities, and helping our customers succeed. We believe that a… more
- Wells Fargo (Cornelius, NC)
- …* Lead the branch while engaging stakeholders, peers, and internal partners in collaborating and building strong partnerships to deliver a customer-centric ... financial services leader - we're a global trailblazer committed to driving innovation , empowering communities, and helping our customers succeed. We believe that a… more
- Brink's (Raleigh, NC)
- …M&A integration, system enhancements, and operational scaling Reporting and Controls + Lead monthly reconciliation, audit , and reporting of spend, compliance, ... management of global expense and corporate card programs Operations and delivery + Lead global program governance and compliance across 55 countries. + Develop and… more
- Truist (Charlotte, NC)
- …within the Marketing Tech domain. Ensure compliance with regulatory requirements and internal controls, partnering with audit and risk teams as needed. ... (United States of America) **Please review the following job description:** Lead and direct the strategic vision, engineering execution, and operational excellence… more
- Ally (Raleigh, NC)
- …and risk teams to prepare for and execute regulatory engagements. * Drive Innovation in Risk Governance: Lead initiatives that strengthen Ally's risk posture ... future of regulatory oversight across Ally Technology, working at the intersection of innovation , risk, and resilience with exposure to the most senior leaders of… more
- Regions Bank (Charlotte, NC)
- …organization in developing technology solutions that increase the efficiency of internal business functions, resolves business problems, and supports the pursuit of ... refines operational processes and systems to ensure effective regulatory and audit compliance + Applies interdisciplinary, collaborative approach to plan, design,… more
- American Express (Charlotte, NC)
- …6 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational risk management ... our culture is built on a 175-year history of innovation , shared values and Leadership Behaviors, and an unwavering...for a Director of Issues, Events & Remediation to lead a diverse team of high-performing professionals focused on… more
- TIAA (Charlotte, NC)
- …Corporate Strategy and Development, Financial Analysis and Accounting, Human Resources, Internal Audit , Law and Policy, Marketing and Communications, Product ... with an interest in exploring different aspects of technology and data-driven innovation . Key Responsibilities: + Gain hands-on experience in areas such as data… more
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