- Bank of America (Charlotte, NC)
- …Operations (GPO) organization delivers global wire transfers and ACH payments for internal and external bank clients and supports end-to-end payment execution and ... **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB)… more
- TD Bank (Charlotte, NC)
- …the design and Implementation of frameworks, standards, and processes to meet Banks Audit & Compliance requirements. + Supports any regulator exam, audit , or ... environment and related implications to identity management, security and audit compliance. **Customer Accountabilities:** + Supports and performs data analysis… more
- American Express (Charlotte, NC)
- … and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud ... preparing work papers, and drafting reports. A successful candidate will have audit or compliance testing experience within a large bank and experience conducting… more
- City National Bank (Concord, NC)
- …that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in partnership with ... the Head of IT Risk Manager . The role will support the Lead, to drive...of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities. *… more
- CDM Smith (Winston Salem, NC)
- …systems of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * Leads ... enterprise risk management and internal audit functions working with executive management...Smith Placement Agreement from the CDM Smith Recruitment Center Manager to receive payment for your placement. Verbal or… more
- Bank of America (Charlotte, NC)
- …for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and resolving complex problems, ... production tasks for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches * Participate and… more
- Lowe's (Mooresville, NC)
- …flow control deficiencies identified across the business to business stakeholders and internal audit . + Responsible for selecting, hiring, and developing talent ... In addition, this role leads to support the execution and design of internal controls over financial and regulatory reporting, by working independently to apply and… more
- ManpowerGroup (Charlotte, NC)
- …resolve and escalate issues, demonstrate excellent record of delivery. + Support internal and external audit data requests. + Prepare materials needed ... timely manner. This role will also provide operations and audit support to the TIAA Payroll Operations team and...and account reconciliations. + Work in concert with Payroll Manager to ensure payroll is processed in a timely… more
- TD Bank (Charlotte, NC)
- …Maintain thorough documentation of training initiatives, delivery, and controls to meet internal audit , regulatory, and Monitor expectations. + Track and report ... level, and regulatory obligations, incorporating industry trends, enforcement actions, and internal policies. + Develop engaging training materials that align with… more
- SMBC (Charlotte, NC)
- …application offering a wide range of GRC functional capabilities for risk management, internal audit , internal control, information security and regulatory ... (Governance, Risk and Compliance) industry. * Prefer experience with risk management, internal audit , internal control, information security and/or… more