- Raymond James Financial, Inc. (Raleigh, NC)
- …offering insights and recommending process improvements. Regular interaction with internal stakeholders, including compliance teams and internal auditors, ... production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets (EBS), Large Options Position… more
- Nelnet (Raleigh, NC)
- …reside within 30 miles of an office. This is subject to change, based on manager discretion. At this time, we are unable to move forward with external candidates ... a holistic view of system health and structure. * Be responsible for audit , security, privacy, and compliance by ensuring the organization conforms to guidelines and… more
- Bank of America (Charlotte, NC)
- …tasks for regulatory reports * Supports the response to regulatory agencies and internal control partners on inquiries and reporting breaches * Participates in the ... representation of the reporting function to control partners (eg, Audit and Compliance) * Identifies, tracks, and remediates errors,...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Synchrony (Charlotte, NC)
- …leads + Support other governance-related activities such as Risk Testing and Internal Audits as well as regulatory reporting, requests, and exams, to include, ... in lieu of a degree, 9+ years experience) in Human Resources, Compliance, Risk, Audit or a related field within financial services + 3+ years project management… more
- Elevance Health (Durham, NC)
- …direction for management. + Acts as a subject matter expert among peers, with manager and senior management. + Take a leadership role in the day-to-day activities to ... exercise program and will be a point person for audit and compliance. + Will develop cyber recovery exercise...recovery exercise activities. + Will also respond to both internal and external audits and coordinate work activities with… more
- KBF (NC)
- …with deep technical experience, KBF is a trusted partner and recognized tax, audit , and advisory leader, providing a comprehensive range of services designed to ... areas, maintaining financial records for various clients, assisting with internal budgets and internal processes, and review...is done at a premium level + A working manager that is comfortable rolling up their sleeves and… more
- TD Bank (Charlotte, NC)
- …will include assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the HMDA LAR, business specific ... issues + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction… more
- TIAA (Charlotte, NC)
- …Corporate Strategy and Development, Financial Analysis and Accounting, Human Resources, Internal Audit , Law and Policy, Marketing and Communications, Product ... of shared accountability for cybersecurity. **Nuveen Technology** - the investment manager of TIAA and offers a comprehensive range of outcome-focused investment… more
- AIG (Charlotte, NC)
- …analyzing IAM processes and controls, or auditing IAM controls. + Point of contact for internal and external audit partners as it relates to IAM controls (eg, ... IAM obligations and requirements. This individual will lead engagement with internal and external stakeholders, ensuring the collection, validation, and delivery of… more
- City National Bank (Charlotte, NC)
- …I* WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager , this colleague is responsible for performing model risk management tasks and ... USA PATRIOT Act. Responsible for building and maintaining relationships with internal and external customers while providing exemplary customer service. WHAT WILL… more
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