- TD Bank (Jacksonville, FL)
- …Maintain thorough documentation of training initiatives, delivery, and controls to meet internal audit , regulatory, and Monitor expectations. + Track and report ... deliver targeted training programs on financial crime risk topics, including AML , sanctions, anti-bribery & corruption, fraud, and other regulatory requirements. +… more
- MUFG (Tampa, FL)
- …and coordinate with respective Unit Managers in quick resolution. Respond Audit and Comptrollers inquiries and investigations. (11) Liaison responsibilities for SOX ... the LC terms and conditions and comply with the internal procedures and compliance requirements. + **Quality Control and...that they are corrected, documented and implemented Assist the Manager (or the Management) in identifying risk areas and… more