- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... Senior Manager , Business Risk Management US GTB **Requisition ID:**...all activities conducted are in compliance with governing regulations, internal policies and procedures. Provides leadership, guidance and ultimate… more
- Robert Half (New York, NY)
- …in finance, technology, operations, data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more than 85 offices in ... REQUISITION New York - Risk & Compliance - Financial Crimes Compliance - Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The… more
- American Express (New York, NY)
- …risk within a business or first line function. **Preferred Qualifications:** + Internal Audit experience in Compliance disciplines + Consulting experience at ... risks. + Monitor business activities for compliance with laws, regulations, and internal standards (eg, UDAAP, Fair Lending, Privacy, BSA/ AML ). + Track… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential ... will work with the Senior Director/Director to adhere to internal governance processes for new risk strategies and provide...You will also work with the First Line Risk Manager to initiate root cause analysis into control failures… more
- Citigroup (New York, NY)
- …+ Act as the primary point of contact and subject matter expert for internal control functions (eg, Legal, Compliance, Risk, Audit ) regarding product designs and ... teams. Citi is seeking a highly experienced and strategic Payments Product Enablement Manager for Spring by Citi, our global digital payment acceptance service. This… more
- Amalgamated Bank (New York, NY)
- …patterns, and potential red flags. + Monitor and escalate suspicious activity ( AML /Fraud) in accordance with internal policies and regulatory requirements. + ... This position supports the institution's compliance with anti-money laundering ( AML ), counter-terrorist financing (CTF), and sanctions regulations through thorough… more
- TD Bank (NY)
- …risk and control assessments in a 1st line business control, operational risk or audit role. + Knowledge in the following ORM programs; RCSA, QC Testing, Key ... Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel etc.) + Supports enterprise-wide… more
- Mizuho Corporate Bank (New York, NY)
- …Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal audit requirements + Recommend and assist in requirements for ... Responsibilities: Support direct team manager for all onboarding processes: + Manage daily...with necessary documentation ( ie : RIA, QIB, 2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime… more