- TD Bank (New York, NY)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... assigned portfolio, business, or function to ensure that strong AML /ATF/Sanctions/ABAC controls and processes are in effect to mitigate...customer exits at the bank and manage the bank's internal Watchlist. In this capacity, the team reviews FCRM… more
- American Express (New York, NY)
- …(GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering ( AML ), Sanctions, and Anti-Corruption compliance functions. This team has global ... financing, and provides broad analytical and operational support for the company's enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance… more
- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... Senior Manager , Business Risk Management US GTB **Requisition ID:**...all activities conducted are in compliance with governing regulations, internal policies and procedures. Provides leadership, guidance and ultimate… more
- Amazon (New York, NY)
- …business, and help us make history! We are looking for a strong Risk Manager to drive the Anti-Money Laundering ( AML ) Suspicious Activity Monitoring Controls ... deliver value each day. The right candidate will possess a solid understanding AML and transaction monitoring combined with a strong business and project management… more
- Scotiabank (New York, NY)
- …risk, audit , regulatory compliance, and governance. The IS&C Senior Manager will lead and oversee all regulatory examinations, audit requests ... Senior Manager , US Information Security & Control **Requisition ID:**...cybersecurity): + Manages engagements with external regulatory auditors/examiners and internal /3rd party auditors for information security and cybersecurity. +… more
- TD Bank (New York, NY)
- …and participate in improvements implementation** + **Support testing engagements from Internal Audit , Compliance Quality Assurance, and others** **Job Summary:** ... experience in a governance related field (eg Compliance, Risk Management, AML , Legal, Audit )** **Customer Accountabilities:** + Proactively advises the… more
- Scotiabank (New York, NY)
- …leads, aligned risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit , and the Enterprise Technology Risk Management team. Together, ... Senior Manager , Cloud Security and Emerging Technology **Requisition ID:**...all activities are conducted in compliance with governing regulations, internal policies and procedures. Collaborate with top-tier professionals across… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential ... will work with the Senior Director/Director to adhere to internal governance processes for new risk strategies and provide...You will also work with the First Line Risk Manager to initiate root cause analysis into control failures… more
- TD Bank (New York, NY)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... identify risk / provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- Amalgamated Bank (New York, NY)
- …patterns, and potential red flags. + Monitor and escalate suspicious activity ( AML /Fraud) in accordance with internal policies and regulatory requirements. + ... This position supports the institution's compliance with anti-money laundering ( AML ), counter-terrorist financing (CTF), and sanctions regulations through thorough… more