- Scotiabank (New York, NY)
- …partnership with the Benefits Manager ; Open Enrollment, vendors relations, internal communications, annual audit materials, and knowledge management tool + ... and procedures. This role works closely with the Senior Manager , US Benefits, numerous internal and external...obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited… more
- Mastercard (Harrison, NY)
- …Regulatory Affairs, Legal Counsel, Privacy/Data Usage, Global Ethics and Compliance and Internal Audit . Role * Support risk and control self-assessments, ... automation, machine learning, data analytics including but not limited to AML + Fraud * Translate key metrics into insightful presentations and visualizations… more
- Mizuho Corporate Bank (New York, NY)
- …current systems/portal and additional releases. + Assist in internal and external audit inquiries. + Support direct team manager and other team members when ... customers and its associated parties, and ensuring compliance with AML and regulatory requirements. In addition to KYC process,...3+ year experience of KYC process and BSA and AML regulations. + Strong verbal and written communication skills… more
- BMO Financial Group (New York, NY)
- …risks to highly complex business or regulatory issues. This is a people manager role with one direct report (Associate). The candidate will report into the ... program requirements for GM to mitigate risk of loss resulting from inadequate internal process, people, and system controls. + **Process Risk & Control Library:**… more