- Wells Fargo (Charlotte, NC)
- …initiatives related to product risk, transaction risk or emerging risks identification ( internal and external) to enhance the CSBB BSA/ AML Transformation Program ... Specialist) in Consumer and Small Business Banking (CSBB) BSA AML Transformation (BAT) team, part of the CSBB Chief...does not manage other employees + Support regulatory exams, internal audits, or Independent Risk Management reviews as required… more
- TD Bank (Charlotte, NC)
- …+ Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team ... to identify risk/ provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- Wells Fargo (Charlotte, NC)
- …assess key risks and controls + Execute and document work in accordance with Internal Audit policy + Identify and develop compensating controls that mitigate ... across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/ AML /OFAC...Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate… more
- Citizens (Charlotte, NC)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential ... will work with the Senior Director/Director to adhere to internal governance processes for new risk strategies and provide...You will also work with the First Line Risk Manager to initiate root cause analysis into control failures… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Software Engineer Manager oversees application development for a department or group within the company. ... responsibility + Develops technology solutions that increase the efficiency of internal business functions, resolves business problems, and supports the pursuit of… more
- TD Bank (Charlotte, NC)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... identify risk / provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- TD Bank (Charlotte, NC)
- …Maintain thorough documentation of training initiatives, delivery, and controls to meet internal audit , regulatory, and Monitor expectations. + Track and report ... deliver targeted training programs on financial crime risk topics, including AML , sanctions, anti-bribery & corruption, fraud, and other regulatory requirements. +… more
- Bank of America (Charlotte, NC)
- …and complexities of the two models and be able to represent SSCoE in all Internal governance forums / Audit meetings and Regulatory exams. + Work with a ... models. May report to either Quant Operations Exec or Quantitative Operations Manager . **Line of Business Job Description:** About Sanctions Screening Center of… more