- Amazon (Dallas, TX)
- …(SX) while also implementing effective controls to ensure regulatory and Amazon internal policy compliance. We are expanding our team and seeking a dynamic ... role will report to the Brazil Account Compliance Program Manager and will support the program's efforts in maintaining...business and technology teams amongst other to ensure the AML program keeps pace with evolving business needs and… more
- Wells Fargo (Irving, TX)
- …initiatives related to product risk, transaction risk or emerging risks identification ( internal and external) to enhance the CSBB BSA/ AML Transformation Program ... Specialist) in Consumer and Small Business Banking (CSBB) BSA AML Transformation (BAT) team, part of the CSBB Chief...does not manage other employees + Support regulatory exams, internal audits, or Independent Risk Management reviews as required… more
- NCR VOYIX (Irving, TX)
- …risks, metrics and significant changes to compliance landscape to leadership team, internal audit , and enterprise risk management. + Manage the monitoring ... the world to your local favorite around the corner. Title: Senior Manager , Payments Compliance Location: Irving, TX (onsite) SUMMARY: Develop, enhance, and manage… more
- Wells Fargo (Addison, TX)
- …assess key risks and controls + Execute and document work in accordance with Internal Audit policy + Identify and develop compensating controls that mitigate ... across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/ AML /OFAC...Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate… more
- Charles Schwab (Austin, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... **Your opportunity** The Internal Audit Department (IAD) of The...office operational functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior… more
- Charles Schwab (Austin, TX)
- …a Technology Senior Team Manager within the Bank enterprise team, the Internal Audit Sr. Specialist will have responsibility for the independent and ... **Your opportunity** The Internal Audit Department (IAD) of The... internal audits for the Bank, Trust, and AML audit teams by developing and executing… more
- MUFG (Irving, TX)
- …align to clients' expected activity * Review and evaluate information about the FI's AML programs, for example by using the Wolfsberg CBDDQ responses * Reviewing a ... a level of experience needed to effectively assess client's profile, its AML program, transactions and customer relationships, and provide holistic assessment of the… more
- MUFG (Irving, TX)
- …reviews feasibility of new or revised systems and procedures; manages the internal audit process to ensure compliance with organizational standards. ... team lead on leadership responsibilities as needed, acting as backup manager during team lead's absence. Responsibilities may include:Providing backup leadership… more