- American Express (Sunrise, FL)
- … quality requirements for investigations and local market SAR/STR filings; + Reviewing internal audit and regulatory exam requests and drafting and aligning with ... US Department of the Treasury, and/or refers matters to internal compliance partners for review and reporting globally. In...complies with all applicable laws and regulations, including the Bank Secrecy Act (BSA), the USA PATRIOT Act, and… more
- HSBC (Miami, FL)
- …risk + Maintain HSBC internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... our communities and the planet we all share. As a Relationship Manager , you will acquire, maintain, and grow profitable long-term relationships principally focused… more
- Motion Recruitment Partners (Tampa, FL)
- …includes identifications, documentation, reviews of multiple deliverables (Technology, businesses, Internal Audit , Risk etc.) before distributing to Regulators ... $73/hr - $78/hr Grow your career as a Project Manager with an innovative global bank in...continuously evolving financial services worldwide. Will partner with key internal stakeholders to drive end-to-end program/project management for all… more
- Otsuka America Pharmaceutical Inc. (Tallahassee, FL)
- **Position Summary** The Senior Manager , Fleet & Samples Operations oversees the execution of field fleet logistics and pharmaceutical sample distribution. The role ... with Sales and Marketing on sample allocation and planning. + Support audit readiness and compliance reviews. **Operational Efficiency & Field Partnership** +… more
- Deloitte (Miami, FL)
- …contingencies, commitments, and tax exposures; as well as quality of assets and internal control structure + Review and comment on financial, accounting, and tax ... considerations in investment models, bank finance agreements and public debt offering documents +...+ Masters in Finance, Accounting, or Business Administration + Audit experience with large public accounting firm The wage… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of evolving regulatory requirements. + Leads responses to requests from Risk Management, Internal Audit , and regulators. + May be responsible for the oversight ... related field. Minimum of five (5) years of experience + Experience with Bank Holding Company requirements preferred. + ~or~ + Any equivalent combination of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of Directors and management committees. + Assists with requests from Risk Management, Internal Audit , and regulators. + Researches and makes recommendations to ... related field. Minimum of five (5) years of experience + Experience with Bank Holding Company requirements preferred. + Experience with Empyrean, QRM, or other asset… more
- American Express (Sunrise, FL)
- …Organization, other Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit , Financial Crimes Compliance, and Privacy Office. + ... decisions representing the LOBCO team during interactions with GCS, TRS and bank partners. **Responsibilities:** + Providing 2nd line credible challenge to protect… more
- BMO Financial Group (Winter Park, FL)
- …The role is accountable for ensuring the team maintains the required internal control standards, including adherence to audit , regulatory and compliance ... structuring asset based loans to fit borrower's needs ranging from sole bank Asset Based Lending transactions to highly complex multi-debt stack capital structures.… more
- Citigroup (Miami, FL)
- …compliance/ audit results + Set up, capture and maintain client information on internal systems. + Keep bank records updated and accurate. Secure missing ... and timely client service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client… more