- Lumen (Raleigh, NC)
- …and digital enablement initiatives. + Knowledge of compliance with SOX, internal controls, and audit requirements during transformations. + Leadership in ... **3. Governance, Controls, and Compliance ** + Maintain compliance with SOX and internal control standards....internal control standards. + Assist in documentation of audit trails and internal control updates. +… more
- Truist (Greensboro, NC)
- …operations environment with specific experience in operational banking processing, control, audit , regulation and compliance . 3. Strong analytical and ... loan portfolios. This role ensures high-quality service delivery across internal and external stakeholders by managing operational frameworks, legal documentation,… more
- Grifols Shared Services North America, Inc (Fayetteville, NC)
- … Manager , perform quality assurance and Training functions to ensure compliance with internal and external regulations and protocol. **Primary ... , perform quality assurance and Training functions to ensure compliance with internal and external regulations and...donor reinstatement activities. + Assists with completion of the internal donor center audit . **Summary:** + Performs… more
- Truist (Charlotte, NC)
- …Systems or equivalent education and related training 5. Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), ... 3. Plan, scope and develop the test plan for internal FIU departments, organizing and using resources effectively to...Nine years of compliance experience in BSA/AML Compliance , BSA/AML regulatory, BSA/AML Audit or related… more
- Truist (Charlotte, NC)
- …reporting governance framework in the execution of enterprise, technology, operational, and compliance risk frameworks to align with second line of defense program ... management, risk acceptances, key performance and key risk indicators, internal and external events, and internal controls...well as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management. 11. Assist in thematic… more
- Lumen (Raleigh, NC)
- …and digital enablement initiatives. + Knowledge of compliance with SOX, internal controls, and audit requirements during transformations. + Leadership in ... and data systems. **3. Governance, Controls, and Compliance ** + Ensure compliance with SOX, internal controls, and financial policy requirements. + Maintain… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …requirements, offering insights and recommending process improvements. Regular interaction with internal stakeholders, including compliance teams and internal ... regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A… more
- US Bank (Charlotte, NC)
- …+ Support and prepare materials related to examination, supervisory, enforcement, or internal audit /review requests. + Provide timely risk escalation and ... Banking stakeholders of various levels within the organization, including Corporate Compliance , Model Risk Management, Audit , Legal, and Business Line… more
- Ryder System (Raleigh, NC)
- …education, audits, file reviews and performance appraisals of assigned staff. Assists Claim Manager with other staff as directed Assists in team leadership role when ... appropriate or if the Claim Manager is not available. Participates with Claim ...and management of outside vendors for investigation, cost containment, audit functions, expert witnesses, and litigation management Interacts with… more
- Capital One (Charlotte, NC)
- …for a timely closing. + Liaise and coordinate pre-closing requirements with internal and external clients (Underwriter, Relationship Manager , Borrowers, Agent ... and relevant stakeholders. + Ensure transactions are closed in compliance with the Bank's loan policy and any other...might impede closing and use judgment to involve the manager and internal counsel when required. +… more