- TD Bank (New York, NY)
- …accounts (including accruals, intercompany reconciliations, compensation) + Assisting with internal audit and governance requests, including preparation of ... a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In addition, by...other key departmental projects and initiatives as assigned by manager . + Maintain and build strong internal … more
- TD Bank (New York, NY)
- …Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as ... properly and timely addressed (ie, oversee progress of all internal and/or external audit issues relating to...and diversity initiatives, + Possesses an advanced level of financial and strategic acumen to provide insight on +… more
- Bank of America (New York, NY)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and ... with transparency, integrity, and in compliance with legal, regulatory, and internal policies and standards. This role provides strategic guidance and collaborates… more
- M&T Bank (New York, NY)
- …+ Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... Oversight Groups. + Work with a wide range of internal customers, including executive management, to explain the benefits,...statistical analysis programming experience + Strong Python skills + Financial Risk Manager (FRM) or Chartered … more
- TD Bank (New York, NY)
- …Bank (Fed), Consumer Financial Protection Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + ... issues impacting the bank across a wide range of business lines, financial services products and applicable laws, regulations, and standards of ethical business… more
- MTA (New York, NY)
- …implement emergency response protocols for environmental incidents. Coordinate with internal and external stakeholders on crisis readiness, including hazardous ... Conduct drills and training to strengthen response capabilities. Regulatory and Audit Oversight: Direct the preparation and submission of mandatory compliance… more
- SMBC (New York, NY)
- …data provisioning, and defect management. Ensure adherence to quality standards and audit requirements. Collaborate with internal QA teams and external vendors. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Description** The Finance Change Management Director Test and Release Manager is responsible for planning, coordinating, and managing all… more
- TD Bank (New York, NY)
- …to ensure Trading operational risks are appropriately managed and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This ... management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs… more
- TD Bank (Brooklyn, NY)
- …follows compliance/risk and control programs + Ensures ongoing compliance with internal /external audit and regulatory requirements. Provides prompt and ... services, products, and tools to help Customers achieve their financial goals. **Depth & Scope:** + Performs a wide...and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience… more