- BMO Financial Group (New York, NY)
- …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... current and aligned with BMO Compliance Program. Work with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met.… more
- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... around the world, focusing selectively and strategically on the key financial centers: Toronto, New York, London, Singapore and Tokyo. www.td.com **Department… more
- University of Rochester (Rochester, NY)
- …as coordinator of said resources. + **10%** Responsible for monitoring and updating internal team audit spreadsheets on SharePoint and serving as the primary ... Regular Time Type: Full time Scheduled Weekly Hours: 40 Department: 500003 Patient Financial Services-PAS Work Shift: UR - Day (United States of America) Range: UR… more
- CUNY (New York, NY)
- …the following: + Establishes and maintains collaborative relationships with internal and external stakeholders, including students, faculty, staff, administrators, ... office administrative functions, working closely with the Executive Assistant and Administrative Manager to ensure efficient operations and that the office of the… more
- Citigroup (Queens, NY)
- …analyses of historical cash flows and performance data to verify investment manager track record returns + Support the monthly and quarterly reporting processes ... ad-hoc reports, special projects, and various presentations for both internal team members and the Plan Committees + Conducts...(CIO), including reporting requirements on Risk, Compliance, Finance and Audit + Assist in the review Pension and 401K… more
- M&T Bank (Getzville, NY)
- …Timely and accurate reconciliation / reporting of assigned portfolio activity to Finance / Audit / SOX to ensure accurate Financial Statements in accordance with ... with input from Operational Accountants II, III, IV or Manager . + Adhere to established policies, procedures and limits... internal control standards, including timely implementation of internal and external audit points together with… more
- TD Bank (New York, NY)
- …& Control reviews and assesses whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... businesses globally to design, implement, maintain, and monitor effective internal controls and ensure business activities remain within TD...Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses… more
- TD Bank (New York, NY)
- …where appropriate + Ensures business operations are in compliance with applicable internal and external requirements ( eg financial controls, segregation of ... in developing solutions across multiple functions or operations + Interprets internal /external business challenges and the industry environment, recommends course of… more
- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... mission is 'To Deliver World Class Service' to all internal and external clients as we place a focus...and effective stakeholder management. + Tier 1 bank or financial institution experience preferred. + Strong oral and written… more
- KeyBank (NY)
- …maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + ... Bachelor's degree, + Minimum of 3 years of compliance, risk management, and/or audit experience with a strong focus on risks and controls and risk-based auditing… more