- SMBC (New York, NY)
- … audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible… more
- TD Bank (New York, NY)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... identify risk / provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- Catholic Health Services (Rockville Centre, NY)
- …or program expansions from an accounting perspective. Serve as a liaison to the Financial Reporting team for external audit requests and manage responses to ... was named Long Island's Top Workplace! Job Details The Manager - Accounting Initiatives plays a strategic role in...to project activities. Develop and implement policies, procedures, and internal controls to enhance financial stewardship and… more
- MTA (New York, NY)
- Compliance Manager Job ID: 11531 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance ... Off Date Posted: Apr 25, 2025 Description JOB TITLE: Compliance Manager SALARY RANGE: $95,480 - $107,850 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance… more
- MTA (Jamaica, NY)
- Compliance Manager Job ID: 9516 Business Unit: MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance ... Off Date Posted: May 19, 2025 Description JOB TITLE: Compliance Manager SALARY RANGE: $88,181.36 - $110,226.70 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance… more
- Bank of America (New York, NY)
- …Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management ... Merrill Market Client Relationship Manager New York, New York **To proceed with...with the market leadership team, Market Executives, Resident Directors, Financial Advisors, Wealth Management Client Associates, and Wealth Management… more
- M&T Bank (Buffalo, NY)
- …+ Assist in managing all interactions with the second line of defense and internal audit + Participates in developing the team's strategic plan and sets ... Appetite + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- M&T Bank (New York, NY)
- …+ Assist in managing all interactions with the second line of defense and internal audit + Participates in developing the team's strategic plan and sets ... Appetite + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent ... or external events. Working with the Enterprise Fraud Risk Manager for the Fraud and Payment Systems, the ORBO...and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit… more
- S&P Global (New York, NY)
- …policies. This role will work closely with Analytic teams, Compliance (2nd Line), Internal Audit (3rd Line), Rating Operations, Editorial and other IBC ... controls. + Work with 2nd/3rd Line departments (eg, Compliance, Internal Control, Internal Audit , etc.)...new skills. + Invest in Your Future: Secure your financial future through competitive pay, retirement planning, a continuing… more