- American Express (New York, NY)
- … and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud ... papers, and drafting reports. A successful candidate will have audit or compliance testing experience within a large bank...testing of control design and control operating effectiveness in global M&Ts of first and second line of defense… more
- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... details for this role. **Job Description:** Preferred Qualifications **Department Overview:** Global Payment and Deposit Solutions (GPDS) builds and transforms the… more
- TD Bank (New York, NY)
- …Maintain thorough documentation of training initiatives, delivery, and controls to meet internal audit , regulatory, and Monitor expectations. + Track and report ... level, and regulatory obligations, incorporating industry trends, enforcement actions, and internal policies. + Develop engaging training materials that align with… more
- International Rescue Committee (New York, NY)
- …on all finance, accounting, grant budget management, and cash management. + Internal /External Audit closure and corrective action plan development and tracking ... line with IRC and donor policies. + Establish finance procedures to supplement global policies as needed. + Closely monitor financial activities and advise the… more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and audit… more
- Bank of America (New York, NY)
- …for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and resolving complex problems, ... production tasks for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches * Participate and… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Technology Solutions **Job Description:** The Snr Manager Technology (KYC Engineering) is responsible for the design, Technology ... vision, delivering a prioritized product backlog, managing delivery blockers. The Snr Manager KYC Engineering should always be considering how to maximize value,… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM), Global Information Assurance Certification (GIAC),… more
- SMBC (White Plains, NY)
- …compliance with regulatory frameworks such as BCBS 239, GDPR, OCC/SEC expectations, and internal audit standards + Conduct governance reviews and ensure accurate ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and enablement… more
- SMBC (New York, NY)
- …data provisioning, and defect management. Ensure adherence to quality standards and audit requirements. Collaborate with internal QA teams and external vendors. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Description** The Finance Change Management Director Test and Release Manager is responsible for planning, coordinating, and managing all… more