- Citigroup (New York, NY)
- …Operations on critical sanctions matters as required. Serves as liaison with Internal Audit , and Compliance Assurance Teams on critical Compliance issues ... sector and corporate clients around the world. With a global network spanning 90+ countries, we are uniquely qualified...**Role** This role serves as the senior Services Operations manager directly managing a team of ~300+ (for payments)… more
- TD Bank (New York, NY)
- …The M&T Team sits within Core Compliance and covers the TDS US and global businesses, working with regional teams across the globe. This Compliance Officer will also ... more years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Knowledge of … more
- Amazon (New York, NY)
- …approving audit mechanisms and documentation. You'll work closely with internal teams to track weekly installation opportunities and develop creative workaround ... expansions, and program initiatives. Your critical tasks will include partnering with internal customers and internal /external stakeholders to engage as a team… more
- New York State Civil Service (Albany, NY)
- …Specialist, Certified Cryptoasset AFC Specialist, Certified Anti-Fraud Specialist, Certified Global Sanctions Specialist, Advanced AML Audit Certification, ... New York through responsible innovation; and preserving the stability of the global financial system.The Department of Financial Services is seeking candidates for… more
- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... processes and procedures. + Partner with Business to proactively prepare for internal / regulatory requests, testing engagements, exams, and reviews. + Ensuring a… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade...CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with… more
- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... strategies across the Program. + Support Volcker program in preparing for internal / regulatory requests, testing engagements, exams, and reviews. + Support a… more
- Kohler Co. (New York, NY)
- …Ventures is an independent company wholly owned byKohler Co (http://www.kohlercompany.com/) ., global leader in the manufacture of kitchen and bath products, tile ... and design. Come join us as we build a best-in-class global multi-disciplinary team across artificial intelligence, machine learning, design, advanced software… more
- TD Bank (New York, NY)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... customer exits at the bank and manage the bank's internal Watchlist. In this capacity, the team reviews FCRM...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …+ CPA, CIA, CFE, CRCM or equivalent a plus + 4+ years of internal audit , testing and/or quality assurance experience + Knowledge of financial institution ... operational performance, foster meaningful process improvements and ensure adherence to internal policies, standards and procedures. Here, each team member has a… more
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