- TD Bank (New York, NY)
- …a functional area + Key contact for business management, regulators and external/ internal auditors, dealing with non-routine information + Focuses on short to mid- ... years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more
- TD Bank (New York, NY)
- …senior/executive management. + Key contact for business management, regulators and external/ internal auditors, dealing with a broad range of issues including ... years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more
- TD Bank (New York, NY)
- …of Business:** Risk Management **Job Description:** **The Regulatory Relationship Manager II** provides strategic oversight, assistance, and relationship management ... across TD Bank, affiliates, and the US Holding Company. The Regulatory Relationship Manager II serves as the primary point of contact and manages relationships and… more
- Neuberger Berman (New York, NY)
- …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... Skills Qualifications:** + Minimum 1-2 years of experience required; traditional audit /tax, advisory, or operational due diligence experience strongly preferred but… more
- TD Bank (New York, NY)
- …will include assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the HMDA LAR, business specific ... + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- Curia (Rensselaer, NY)
- …repeated observations or serious compliance gaps to quality management. + Manage the Internal Audit program including coordination of auditors within the QA ... Senior Quality Assurance Specialist in Rensselaer, NY Curia provides global contract research and manufacturing services to the pharmaceutical and biotechnology… more
- Axis (New York, NY)
- This is your opportunity to join AXIS Capital - a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client ... join our North America Claims team reporting to the Manager of Casualty Claims. This position requires senior claims...Coverage Counsel & identify opportunities the increased use of internal Severity and Coverage resources. + Compliance & Quality… more
- CGI Technologies and Solutions, Inc. (Buffalo, NY)
- …**Position Description:** At the direction of the Agency and/or Center Adjudication Manager , perform a variety of administrative and secretarial functions for the ... and secretarial functions for the Adjudication/Customer Service and/or Fraud Manager . The Adjudication Administrative Assistant is responsible for coordinating the… more
- Capgemini (New York, NY)
- …as the single point of contact (SPOC) for the Disney DWS Site Manager and ensure alignment with site-specific operational protocols. In addition to supervising ... a team across multiple locations. **Desired Skills:** * Participation in internal training programs covering security, safety, and reporting procedures. *… more
- BlackRock (New York, NY)
- …About BlackRock Elevate your career by joining the world's largest asset manager ! At BlackRock, we foster an environment that values positive relationships and ... Overview The Alternative Fund Controllers team is a vital component of the Global Alternative Operations team. We concentrate on all aspects of fund controller for… more
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