- TD Bank (New York, NY)
- …Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as ... reported on in governance. + **Regulatory Responses and Internal Audits:** Work with key stakeholders with ...Room. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Director, Global Markets Oversight, US FCRM TDS Business Oversight **Reports to:** AVP, ... opine on financial crime risks of new products and mandates. The Director, Global Markets Oversight, is responsible for supporting the firm's FCRM program and plays… more
- NBC Universal (New York, NY)
- …to include but not limited to Enterprise finance compliance teams, external and internal audit groups, company-wide legal compliance groups as well as IT, ... Reporting to the Vice President, Risk & Compliance, the Manager /Senior Manager , Risk & Compliance will be...Level Agreement thresholds + Perform Risk Assessment, SOX / Internal Audit Readiness reviews, control rationalization, and… more
- CBRE (Albany, NY)
- …in established and newly developed key performance indicators. This position will report to the Global Governance and Assurance Sr. Manager and a part of the ... will be responsible for providing and working with additional internal subject matter experts to refine and establish programs...training, and experience. The minimum salary for the HSE Manager - HSE Global Contract Safety Specialist… more
- TD Bank (New York, NY)
- …be supported by a Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and Operations, Program Management. The successful ... Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive...drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic to… more
- TD Bank (New York, NY)
- …practices + Lead and draft responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to oversee and ... seeking a highly motivated compliance professional to join our global Compliance Strategy and Operations team. In this role...drafting responses and preparing evidence packages for regulators and internal audit + Excellent verbal and writing… more
- S&P Global (New York, NY)
- …demonstrable experience within a large commercial bank, investment bank, investing institution/asset manager , rating agency or an audit company. + Progress ... **About the Role:** **Grade Level (for internal use):** 11 **The Team / The Business:**...**The Team / The Business:** When you join S&P Global Ratings, you join one of the world's leading… more
- American Express (New York, NY)
- …action plans, and exam closure packages, prior to submission to the regulators and Internal Audit . This role will play a critical part in safeguarding American ... develop as a leader, and grow your career. The Manager position is part of the Regulatory Exam Lifecycle...+ 4 years of experience in risk management, compliance, internal audit , or regulatory affairs, preferably within… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management is the world's third-largest alternatives manager , with a 40-year history of delivering innovative alternative solutions across market ... engines are managed by highly specialized independent teams, backed by the global reach, vast resources and robust governance of JP Morgan Asset Management.… more
- CIBC (New York, NY)
- …equity financings, buyout financings, and risk management solutions. The Group has a global coverage strategy across North America, Europe, and Asia. We have bankers ... and company research, and contributing to the overall communication flow across our global offices. The role provides you with steep learning and an ability to… more
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