- Bank of America (Charlotte, NC)
- …(CST), Third Party management, Global Compliance and Operations Risk (CGOR), internal audit , and external regulatory agencies. Provide audit and ... opportunities to learn, grow, and make an impact. Join us! **Summary:** Global Information Security (GIS) is responsible for protecting bank information systems,… more
- Leviton (Morganton, NC)
- …Quality Management System (QMS), integrating safety protocols into all quality processes. Audit & Inspection Programs - Oversee internal and third-party audits, ... Business will lead the development and execution of a global quality strategy, ensuring the highest standards of product...System (QMS), integrating safety protocols into all quality processes. Audit & Inspection Programs - Oversee internal … more
- TD Bank (Charlotte, NC)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... with internal and external business partners (eg, Internal Audit , external consultants) to respond to...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- City National Bank (Charlotte, NC)
- …that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in partnership with ... the Head of IT Risk Manager . The role will support the Lead, to drive...of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities. *… more
- TIAA (Charlotte, NC)
- …risk management. + Experience working closely with legal, compliance and internal audit . **Preferred Qualifications:** + University degree + Significant ... primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit /...to evaluate appropriate fund selection for specific platforms and manager /fund selection process. + Ability to review, analyze, and… more
- Bank of America (Charlotte, NC)
- …for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and resolving complex problems, ... production tasks for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches * Participate and… more
- TD Bank (Charlotte, NC)
- …workstream and full concern level, ensuring effective remediation, leading to successful Internal Audit validation. This role engages with stakeholders to ... The Control Remediation Quality Assurance Business Management Specialist will have appropriate Audit or Risk and Controls subject matter expertise to assist each… more
- Bank of America (Charlotte, NC)
- …the relevant regulatory reporting laws across multiple APAC regimes for the Global Markets and other related business divisions. They are responsible for providing ... analytical support in a Global Markets operations function for one or more operations...reports * Supports the response to regulatory agencies and internal control partners on inquiries and reporting breaches *… more
- TD Bank (Charlotte, NC)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... The Senior Compliance Business Oversight Analyst** **will assist in US and Global Compliance projects as necessary.** **Job Summary:** The Senior Compliance Business… more
- TIAA (Charlotte, NC)
- …Corporate Strategy and Development, Financial Analysis and Accounting, Human Resources, Internal Audit , Law and Policy, Marketing and Communications, Product ... to stay current on the latest industry trends and technology advancements. ** Global Cybersecurity & Fraud Management** - responsible for keeping pace with the… more
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