- Raymond James Financial, Inc. (New York, NY)
- …offering insights and recommending process improvements. Regular interaction with internal stakeholders, including compliance teams and internal auditors, ... production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets (EBS), Large Options Position… more
- Excellus BlueCross BlueShield (Rochester, NY)
- …Professional Medical Conduct/NYS Education Department, Office of Professional Discipline and/or internal referral for quality review by the applicable business area. ... issues/activities. + Provides and supports training or reference materials for internal team members as appropriate. + Consistently provides accurate, organized and… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... report on violations; ensure proper execution and compliance with these policies. + Lead the selection process of preferred vendor programs with hotels, rental car… more
- City of New York (New York, NY)
- …provide management reporting - Coordinate with the New York City Comptroller's Office, internal audit , and other oversight entities to ensure registration of ... where flexibility and ability to achieve results are valued. All managers lead teams and/or lines of service, assuming increasing levels of responsibility for… more
- Tiffany & Co. (New York, NY)
- …and analyze Sourcing-related data, including material source origins, supplier certifications, audit results, and receipt volumes + Conduct insightful and audit ... materials, attributes, certifications, and compliance performance Project Management: + Lead Strategic Sourcing contributions to projects focused on third-party… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... needed. + Assist with and or act as a lead in special projects as assigned and perform additional...duties and responsibilities as required. + Assist the Department Manager to develop and execute strategies to provide better… more
- City National Bank (New York, NY)
- …line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial… more
- Curia (Rensselaer, NY)
- …repeated observations or serious compliance gaps to quality management. + Manage the Internal Audit program including coordination of auditors within the QA ... this role, you will: + Assist the Quality Assurance Manager in ensuring compliance with all Quality Management Systems...CAPAs and monitor the completion of assigned tasks. + Lead and drive the GMP activities, work with manufacturing… more
- Wellington (New York, NY)
- …with a concentration on private credit, work collaboratively with various internal stakeholders on issue identification and escalations, and assist with the ... teams, on information barrier requirements, regulatory obligations and related internal policies and procedures + Drive the firm's information...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- Warner Music Group (New York, NY)
- …external partners + Communicate status & raise issues as appropriate to your manager , lead work according to department deadlines, meeting department service ... detail + Effective communication skills, able to work cross-functionally and connect with internal & external partners + Ability to lead multiple priorities,… more