- First Horizon Bank (Miami, FL)
- …for improvement. + Develop and maintain robust records of CRA-related activity for internal audit and exam readiness. + Draft and deliver comprehensive annual ... all aspects of CRA examination, including document and report preparation, risk assessments, tracking of exam-related deliverables, and submission of required… more
- First Horizon Bank (Miami Beach, FL)
- …and CPAs. + Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit , compliance and ... associations with target High Net Worth Clients The PB Relationship Manager will provide business depository, treasury management, and business lending solutions… more
- Bank OZK (Clearwater, FL)
- …accountability to maintain banking center operational standards, ensuring compliance with internal controls, operational procedures, and risk management. + ... strategic and tactical plans to ensure sound operational performance and effective audit results. + Proactively resolve client concerns in a timely, professional,… more
- Aegon Asset Management (FL)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel, Risk , Internal Audit , Strategy and Development, and Corporate ... Affairs, which covers Communications, Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated, diversified, international financial services group serving approximately 23.9 million customers… more
- NextEra Energy (Juno Beach, FL)
- …tracking trading exceptions to our policies) + Liaise with NEE General Counsel, NEE Internal Audit , our external audit partners, NEE Corporate Responsibility ... editing,documentation of controls, participation and support of testing, meeting with internal and external audit , reviewof possible deficiencies, IT… more
- American Express (Sunrise, FL)
- …changes **Minimum Qualifications** + Seven (7) or more years of experience in M&T, risk management, audit or other relevant role in the financial services, ... and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud… more
- TD Bank (Jacksonville, FL)
- …Identifies and implements risk mitigation strategies for findings from risk assessment, audit findings, regulatory exams, potential violations of law, ... Financial Crimes & Fraud Mgmt **Job Description:** The Senior Manager , KYC leads, develops and oversees the work of...oversees the timely execution of KYC reviews using a risk -based approach to align with policy and regulatory requirements.… more
- MUFG (Tampa, FL)
- …and internal policies. . Collaborate with compliance, legal, and audit teams to ensure control frameworks support regulatory examinations and internal ... management, Cloud information security, secure coding, application security, and IT roles. Audit and Cyber Risk Institute framework prior experience a plus. .… more
- Citigroup (Tampa, FL)
- …and reporting of the Manager 's Control Assessments (MCA) and other Risk Management Programs (GPMP) + Support internal audits and external examinations ... preparedness activities across all Regions; assist in all interactions with Internal Audit (IA) including deliverables management, and audit fieldwork +… more
- TD Bank (Lake Mary, FL)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... 8): | Lead departmental projects: Drive process improvements, system enhancements, and risk mitigation initiatives for CDD operations. | Oversee the team's workload:… more