- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... the front office and other groups globally to mitigate risk and deliver world class service to our global...with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and… more
- KeyBank (NY)
- …experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Strong organizational skills. ... THE JOB** Responsible for execution and support of Financial Crimes Risk Management Anti-Money Laundering (AML) Enterprise Team activities, including facilitation of… more
- BMO Financial Group (New York, NY)
- …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to assess risks, develop and ... of a diverse group in an area of moderate risk , complexity or scope + Ensures an integrated approach...(eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities… more
- TD Bank (New York, NY)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Citigroup (New York, NY)
- …Data Analysis, Data Governance, Data Lineage, Data Management, Data Quality, Internal Controls, Management Reporting, Program Management, Risk Management. ... Team Lead (C15)** **Team Overview** As part of the recently created Enterprise Risk Management (ERM) Data Governance Transformation Team, you will be part of a… more
- Highmark Health (Albany, NY)
- …Health Network **Job Description :** **GENERAL OVERVIEW:** Performs all related internal , concurrent, prospective and retrospective coding audit activities. ... areas. Uses information to generate topics for education, training, process changes, risk reduction, optimization of reimbursement with new and current coders in… more
- CDM Smith (Buffalo, NY)
- …systems of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * ... Leads enterprise risk management and internal audit ...Smith Placement Agreement from the CDM Smith Recruitment Center Manager to receive payment for your placement. Verbal or… more
- TD Bank (New York, NY)
- …Trading portfolios are complete + Maintains required documentation for internal audit + Demonstrates governance, control and risk management behaviors in ... trading line logs + Prepares monthly reports + Maintains required documentation for internal audit + Prepares other related materials as required + Ensures… more