- TD Bank (Charlotte, NC)
- …discretion **Preferred Qualifications:** + Internal control testing experience + Internal /External audit experience + Big 4 experience preferred **Customer ... of Business:** Governance & Control **Job Description:** **Department Overview:** US Treasury ** Internal Control Analyst** is a member of TD's US Treasury … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead** **Product Manager ** supporting the **Currency Transaction Regulatory Reporting Product (CTR)** team within the ... that make up the 6-quarter roadmap, composed of product epics and with a risk -and-compliance focus + Lead projects, teams, or serve as a mentor to less experienced… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Manager , Indirect Tax, is responsible for leading and overseeing sales and use tax audits, as well as real property tax appeals, while ensuring ... leadership to provide timely updates on team progress, challenges, responsibilities, audit and return reviews, and key research insights, ensuring alignment with… more
- Equitable (Charlotte, NC)
- FIU Enhanced Due Diligence Manager ( 250000B6 ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time ... position is based in our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager ") will support the maintenance and control design strategy of… more
- Wells Fargo (Clemmons, NC)
- …is an interim non-exempt position. Successful completion and certification of the Branch Manager Readiness program is a pre-requisite to transition into a manager ... vacancy. Employees who are currently in an Associate Branch Manager (ABM) or Branch Manager (BM) role...procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of… more
- City National Bank (Charlotte, NC)
- …related industry with specific emphasis on risk management, EUC control assessment, internal audit , or data management. * Minimum 5 years of experience with ... *PROGRAM MANAGER DATA GOVERNANCE* WHAT IS THE OPPORTUNITY? The...internal advisor/partner to CNB business units regarding IM risk and management matters (eg controls, best practices, and… more
- Bank of America (Charlotte, NC)
- …data throughout the lifecycle. Works with other groups as needed, including Compliance, Audit , Operational Risk , and Technology to ensure effective controls over ... Data Policy Manager Charlotte, North Carolina;New York, New York; Jersey...Responsible for keeping line of sight into any data risk and related issues impacting the FLU/CF, in accordance… more
- Wells Fargo (Charlotte, NC)
- …+ Ensure appropriate resource planning, workload balancing, and succession planning. Control, Risk & Governance + Strengthen internal controls and ensure ... Wells Fargo is seeking an experienced and highly motivated Manager to lead a functional area within our Wholesale...reconciliation processes comply with applicable regulatory, audit , and risk requirements (eg, SOX, Basel… more
- Huntington National Bank (Charlotte, NC)
- … management, or a related field OR equivalent work experience. + 5+ years of risk management, internal control, audit , compliance, or related operational ... Description Description Digital, Deposits, and Strategy is seeking a Risk Program Manager to join our team. This individual will be responsible for managing key … more
- American Express (Charlotte, NC)
- …+ 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational ... advisory specific to product and service areas. The Manager -Control Managment Amex Offers will: + Support providing...further assessments and testing programs to ensure regulatory and internal standards are met + Enhancing risk … more