- American Express (Sunrise, FL)
- …as required with the relevant stakeholders, including but not limited to: Internal Audit , Independent Compliance Testing team, General Counsel's Organization, ... and maintaining an effective framework for compliance with applicable internal policies, laws, regulations. Areas of responsibility will include assessment… more
- American Express (FL)
- …law, business, or a related field. + 5-7 years of experience in Compliance, Risk , Audit , or related field in financial services. + Foundational understanding of ... risk assessment principles, regulatory compliance, and internal ...change management frameworks and the three lines of defense model . + Strong leadership and interpersonal skills with the… more
- CVS Health (Tallahassee, FL)
- …to mitigate risks associated with external vendor audits + Lead complex internal and external audits related to IT Asset Management and delivery resolutions ... aligned with audit plans + Research vendor licensing models, product use...metrics, and entitlements for software assets + Collaborate with internal teams to maintain and enhance the Colleague Zone… more
- Citigroup (Tampa, FL)
- … Model Maintenance, Data Quality, Emerging Tools and Technologies, Internal Controls, Program Management. **Other Relevant Skills** For complementary skills, ... the "Excel Toolkit" for control assessments, guiding its adoption by internal and external stakeholders. + Contribute to toolkit enhancements, incorporating feedback… more
- Santander US (Miami, FL)
- …Global regarding these topics. 4. Stakeholder Engagement * Liaise with Front Office, Risk , Compliance, Audit , and Technology to help assess and escalate ... ensuring high service quality, regulatory compliance, and alignment with internal standards. The role requires a strategic thinker with...skills and the ability to manage a complex operating model . 1. Oversight & Governance * Work with control… more
- American Express (Sunrise, FL)
- …Strong communication and presentation skills. **Preferred Qualifications:** + Experience in risk management, governance, compliance, regulatory, or audit within ... a key connection point with the second line Global Risk & Compliance (GRC) teams. **How will you make...vision, life insurance, and disability benefits + Flexible working model with hybrid, onsite or virtual arrangements depending on… more
- Scotiabank (Tampa, FL)
- …and maintenance in alignment with strategy, regulation, governance and compliance, risk management, audit , policies, and procedures. + Maintain product ... leading treasury management solutions coupled with a best-in-class service model , making it easy for our clients to do...are protected at all times by strictly adhering to risk management and compliance programs, internal and… more
- TD Bank (Fort Lauderdale, FL)
- …commitments based on timelines + Documentation of tasks and activities for audit purposes + Communicate the leadership of issues, availability, and task completion ... on complex data integration + Adopts the Enterprise Data model in alignment with direction from the OCDO and...within the Banking/Financial Services Industry + Experience with Data Risk Management, Data Quality, Data Risk Identification… more
- JPMorgan Chase (Tampa, FL)
- …**Preferred qualifications, skills, and capabilities:** + Prior experience in KYC, AML, Compliance, Audit , Risk , Controls, or related fields + Familiarity with a ... compliance with a wide range of regulations. Through a robust Global Operating Model , JP Morgan delivers a seamless, business-wide KYC process that spans all lines… more
- TD Bank (Miami Beach, FL)
- …compliance/ risk and control programs + Ensures ongoing compliance with internal /external audit and regulatory requirements. Provides prompt and comprehensive ... and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience...responses to all external audit , regulator and compliance requests and findings. Maintains appropriate… more