- TD Bank (Charlotte, NC)
- …programs and risk assessments are completed accordingly. Manage the ongoing audit communications process with the client during and subsequent to the audit ... independent audit opinion on the adequacy of internal controls in accordance with established professional audit...as a representative for area of specialization. Support the audit engagement and risk assessment process to… more
- Bank of America (Charlotte, NC)
- …management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... This job is responsible for conducting auditing activities of model risk management across the company and... findings. + Works closely with teammates from multiple internal audit teams to ensure a comprehensive… more
- TD Bank (Charlotte, NC)
- …to effectively manage various initiatives and resources + Acts as the liaison between internal audit , loan review and the business line to ensure management and ... strategic project initiatives to within Regional Commercial to mitigate risk , enhance controls or remediate audit , loan...+ In depth knowledge of Commercial business line, business model , credit risk management, operations, and related… more
- American Express (Charlotte, NC)
- …Qualifications:** + 4 years of experience in operational risk management (eg, within Risk and/or Internal Audit function). + Significant of experience in ... management space (eg, Risk , Compliance, Control Management and/or Internal Audit ). Experience in Agile /Kanban methodologies advantageous. + Experience… more
- City National Bank (Charlotte, NC)
- …position provides opportunities for working across CNB, including across the business, 2LOD and internal audit . WHAT WILL YOU DO? * With the guidance of Manager ... enterprise risk management, data governance, third party risk management, model risk management,...* Maintain solid working relationships with 1LOD, 2LOD and internal audit * Supports a high-performance environment… more
- Bank of America (Charlotte, NC)
- …Relationship Building + Coaching + Critical Thinking + Written Communications + Internal Audit Review + Issue Management + Risk Management + Audit ... model , processes) on each new assignment. + Executes audit strategy for the sound application of risk -based auditing by defining audit scope and audit… more
- SMBC (Charlotte, NC)
- …business sectors and the second and third lines of defense functions (ie Finance, Risk , Internal Audit , Compliance, Legal). + Manage activities related to ... business functions and using the 3 lines of defense model for internal control. The EUC Governance...discipline). + 3-5 years of business experience in finance, audit , risk , compliance, or regulatory management in… more
- American Express (Apex, NC)
- …products, services, and organizational structure. + Work closely with other second line risk teams, General Counsel, and Audit to coordinate testing efforts and ... testing frameworks. + Three (3) or more years' experience in regulatory compliance, internal or external audit , or similar role in financial services, banking,… more
- TD Bank (Charlotte, NC)
- …and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements; provides prompt and ... physical layout redesign, and the shift to an advice-centered model . This role will focus on translating complex data...and diverse portfolio of activities,coordinating with a variety of internal stakeholders on behalf of the executive + Organizes… more
- American Express (Apex, NC)
- …**Minimum Qualifications:** + High School + 5 years of experience in data governance, risk management, internal controls, audit , or data compliance within ... units and governance teams + Monitor industry trends, regulatory expectations, and internal risk appetite to support the continuous improvement of embedded… more