- Aston Carter (Miami, FL)
- …of potential internal control issues and function as liaison with Internal Audit for timely resolution. + Review account reconciliations and intercompany ... coordinate the responsibilities of our coordinator staff, ensuring adherence to internal controls, procedural accounting policies, and departmental goals. This role… more
- Citigroup (Tampa, FL)
- …on critical regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and ... Operations Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent… more
- CAI (Miramar, FL)
- …of potential internal control issues and function as liaison with Internal Audit for timely resolution + Review account reconciliations and intercompany ... of several coordinator staff to ensure adherence to Sarbanes Oxley internal controls, procedural/accounting policies, and achievement of departmental goals + Apply… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Key point of contact to respond to applicable regulatory inquiries, compliance testing, and internal audit . + Uses metrics data and quality assurance feedback to ... Also, the leader will be responsible for maintaining extensive contact with internal customers to identify research, analyze, and resolve complex supervisory issues.… more
- Aston Carter (Miramar, FL)
- …potential internal control issues and function as a liaison with Internal Audit for timely resolution. + Review account reconciliations and intercompany ... the responsibilities of several coordinator staff, ensuring adherence to internal controls and accounting policies, and achieving departmental goals. The… more
- TD Bank (Jacksonville, FL)
- …as understand, utilize and follow compliance/risk and control programs + Complies with internal / external audit and regulatory requirements + Contributes to ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
- Regions Bank (Paxton, FL)
- …and needs are recognized + Follows all bank policies, processes, procedures, and internal audit requirements and adheres to applicable laws and regulations, ... relationships + Educates associates, customers, and surrounding community about best practices to achieve and maintain financial wellness in addition to emerging… more
- Citigroup (Tampa, FL)
- …assessing and managing competing priorities. + Experience interacting with Regulators and Internal Audit . + Previous experience working on complex firm-wide ... and governance processes to create solutions for minimizing losses from failed internal processes, inadequate controls, and emerging risks. + Design and oversee the… more
- American Express (Sunrise, FL)
- …changes **Qualifications:** + Experience in operational risk management (eg, within Risk, Internal Audit , or Control Management function) and has a deep ... + Identify emerging risks by scanning the external and internal environment to identify new and evolving risks that...experts and industry forums to keep up with best practices and peer developments and stay updated on emerging… more
- Sumitomo Pharma (Tallahassee, FL)
- …while resolving business issues dealing with data correctness. + Interact with internal departments ( Internal Audit , Commercial Insights, Contracting, SOX ... price implications. This role also facilitates working relationships with both internal and external customers. **Job Duties & Responsibilities** + Lead operations… more