• Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
    TD Bank (06/26/25)
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  • EDO Business Unit Manager - SVP

    Citigroup (New York, NY)
    …requirements and relevant processes Governance, Risk & Controls + Assist in internal audit reviews, providing materials and address concerns arising from ... Drive administrative, operational, reporting and quality improvements through partnership with internal teams + Manage financial control by applying a comprehensive… more
    Citigroup (05/20/25)
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  • Security Auditor

    Brink's (Springfield Gardens, NY)
    …operating practices , and documentation, recommending opportunities to strengthen the internal control structure. + Communicates audit progress and findings ... assets including precious metals, currency, and other secured commodities. + Audit operational processes for compliance with internal Standard Operating… more
    Brink's (06/14/25)
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  • Banking Associate-Schuylerville/Throggs Neck

    TD Bank (NY)
    …follows compliance/risk and control programs + Ensures ongoing compliance with internal /external audit and regulatory requirements. Provides prompt and ... the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress...and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience… more
    TD Bank (07/15/25)
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  • Talent Manager

    Robert Half (New York, NY)
    …in finance, technology, operations, data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more than 85 offices in ... are a key driver of operational effectiveness of our practice personnel . P artnering with leadership , you...Partner closely with other operations teams to optimize business practices and processes. Ambassadors for our Clients + Maintain… more
    Robert Half (06/26/25)
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  • Associate Counsel

    Touro University (Valhalla, NY)
    …compliance and mitigate risks. + Conduct and/or assist the departments of Compliance and Internal Audit on investigations and other duties and tasks as required, ... vendors, research sponsors, and governmental entities. + Coordinate with internal administrative and scientific stakeholders to determine each stakeholder's… more
    Touro University (06/03/25)
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  • New York City Business Performance Improvement…

    Robert Half (New York, NY)
    …in finance, technology, operations, data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more than 85 offices in ... Through our internship, you may work across various industries and engage in internal initiatives, all of which will fuel your curiosity, uncover hidden strengths,… more
    Robert Half (05/11/25)
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  • Operations Intmd Assoc Analyst- Reg Reporting…

    Citigroup (Getzville, NY)
    …objectives + Support in addressing questions arising from regulators, compliance assurance and internal audit + Work with the global team lead and reporting ... of complete, accurate and timely reporting as defined by regulation and industry practice + Manage and oversee BAU processes for CFTC, SEC and CAD Regulatory… more
    Citigroup (07/02/25)
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  • Director of Compliance

    New York State Civil Service (New York, NY)
    …of the various ESD and JDA board committees on governance matters. * Coordinate with Internal Audit staff to identify and mitigate areas of risk. * Represent ESD ... program of compliance with statutes, regulations, caselaw, policies and best practices concerning annual reporting, board governance, procurement, ethics and other… more
    New York State Civil Service (06/10/25)
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  • Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …is a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
    TD Bank (05/22/25)
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