- TD Bank (New York, NY)
- …defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary ... and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of… more
- University of Rochester (Rochester, NY)
- …develops agenda for and leads monthly Performance Improvement Team meeting, attends practice manager related meetings and communicates updates to the leadership ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE Under the general… more
- TD Bank (New York, NY)
- … practices + Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships + ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
- Raymond James Financial, Inc. (New York, NY)
- …offering insights and recommending process improvements. Regular interaction with internal stakeholders, including compliance teams and internal auditors, ... investigate and resolve observations and ensure the integrity of reporting practices . **Licenses/Certifications:** + **SIE required** (prior to start), provided that… more
- Cardinal Health (Albany, NY)
- …Collaborate effectively with cross-functional teams, including IT, Information Security, legal, Internal Audit , and business units, to address security and ... will report to the Data Office Security and Compliance Manager and will be instrumental in safeguarding our data...proactively recommend and implement measures to mitigate risks. + ** Audit Support:** Participate in internal and external… more
- Alfred University (Alfred, NY)
- …and system functionality support institutional goals + Partners with the HR Manager to maintain workflow alignment, audit readiness, and integration across ... functions. This position plays a central leadership role in aligning HR practices with institutional goals, ensuring regulatory compliance, and fostering a culture… more
- TD Bank (New York, NY)
- … practices + Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships + ... bank, both internally and/or externally + Contribute to data deliverables including Internal , Senior Management, and Audit Committee Reporting + Apply automation… more
- TD Bank (New York, NY)
- …defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary ... of Credit Portfolio Quality, Underwriting, Monitoring, Risk Rating, and Portfolio Management practices as well as Key Issues and other aspects of credit risk… more
- IBM (Armonk, NY)
- …in this role. **Your role and responsibilities** The Federal Compliance Tester is an internal IBM Consulting Finance role that is a part of the Federal Compliance ... and actions taken. A strong business controls background and/or audit experience is preferred. A successful candidate will be...to work independently with guidance provided by the Compliance Manager and be proactive in obtaining data needed from… more
- S&P Global (New York, NY)
- …(5+years) within a large commercial bank, investment bank, investing institution/asset manager , rating agency, or an audit company working in ... **About the Role:** **Grade Level (for internal use):** 12 **The** **Role:** Associate Director, Global...North American infrastructure team, part of the Global Infrastructure Practice . Based primarily in New York and Toronto, the… more