- Raymond James Financial, Inc. (Raleigh, NC)
- …offering insights and recommending process improvements. Regular interaction with internal stakeholders, including compliance teams and internal auditors, ... investigate and resolve observations and ensure the integrity of reporting practices . **Licenses/Certifications:** + **SIE required** (prior to start), provided that… more
- TD Bank (Charlotte, NC)
- …defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary ... + 5+ years of experience **Desired Qualifications:** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** +… more
- Hyster-Yale Materials Handling (Greenville, NC)
- …Entry (JE) uploads Our finance team is highly focused on accuracy, efficiency, and internal control. Interns will also gain audit exposure, including: + External ... + Assist in sales tax return processing, payments, tax research, and audit support. + Perform spreadsheet analysis, balance sheet reconciliations, and support … more
- Truist (Charlotte, NC)
- …in own professional discipline and other related disciplines. + Interprets internal /external business challenges and recommends best practices to improve ... (CIS) personnel, Line of Business (LOB) personnel, external vendors, and internal IT Services personnel including Enterprise Architects, Application & Data Services… more
- TEKsystems (Greensboro, NC)
- …vendor and business partner services using questionnaires, relevant industry best practices and standards, and knowledge of client policies. 4. Recommend solutions ... cybersecurity risk, and communicate said solutions to external parties and/or internal business stakeholders as appropriate. 5. Provide direction and guidance as… more
- US Bank (Charlotte, NC)
- …evaluating the quality of risk management, identifying and challenging weak or ineffective practices , and sharing best practices to effect change. Officers will ... with senior leadership from Credit Risk Management (approvers), Business Lines, Corporate Audit Services and have exposure to a diverse group of portfolios.… more
- Truist (Wilson, NC)
- …of the identity management and access control functions as described by industry best practices such as NIST and CRI. The manager will collaborate across IA, ... other cybersecurity, infrastructure, application development, risk and audit teams. This position may manage related projects from...management control function + 10 years' experience as a manager + 10 yeas' experience in operational planning and… more
- Grifols Shared Services North America, Inc (Fayetteville, NC)
- …approves of deferred donor reinstatement activities. + Assists with completion of the internal donor center audit . **Summary:** + Performs review of monthly ... Associate** **Summary:** Under the direct supervision of the Quality Systems Manager , perform quality assurance and Training functions to ensure compliance with… more
- Bank of America (Charlotte, NC)
- …and Enterprise functions to ensure the capabilities it builds address both internal and regulatory requirements, and are responsive to the changing nature of ... maintenance of all US AML Feeder models as per acceptable model risk practices and defined performance parameters to meet firm's AML Risk Coverage, while maintaining… more
- Bank of America (Charlotte, NC)
- …the role is responsible for supporting periodic audits and exams by the internal audit and compliance organizations and various Bank regulatory agencies. ... Data Management (CFO DM) is responsible for ensuring data used in key internal and regulatory reports is timely, accurate, and properly controlled. This role will… more