- Truist (Charlotte, NC)
- …or infrastructure language (eg, Python, Go, TypeScript, Bash). 5. Understanding of audit and regulatory control requirements in industries like finance, ... to the platform's definition of done standards related to change visibility, audit trail completeness, rollback safety, and compliance readiness. Asset Lifecycle and… more
- Grant Thornton (Charlotte, NC)
- …Trans-Atlantic advisory and tax practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues and more than 50 offices ... controls, and the overall effectiveness and efficiency of processes. + Oversee internal audit outsourcing and co-sourcing engagements for clients. + Manage the… more
- TD Bank (Charlotte, NC)
- …**Prior testing, audit or business operations experience in areas involving regulatory compliance.** + **Prior experience with execution of testing or audit ... to internal policies, standards and procedures, methodologies, and applicable regulatory requirements to contribute to the review of internal processes… more
- City National Bank (Charlotte, NC)
- …position provides opportunities for working across CNB, including across the business, 2LOD and internal audit . WHAT WILL YOU DO? * With the guidance of Manager ... identified through testing * Maintain solid working relationships with 1LOD, 2LOD and internal audit * Supports a high-performance environment by fostering an… more
- Gilead Sciences, Inc. (Raleigh, NC)
- …audit , inspection and CAPA management team within Gilead R&D Quality on internal audits, regulatory agency inspections, risk assessment, deviations and CAPA ... Practices (GCP) and partner with business experts and stakeholders to update internal documentation and practices accordingly based on areas of impact +… more
- PNC (NC)
- …Control, Strategic Objectives **Competencies** Anti-money Laundering/Sanctions Policies and Procedures, Audit And Compliance Function, Fraud Management, Internal ... the Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. The Compliance Program Advisor should have the following: *… more
- Bank of America (Charlotte, NC)
- …enhancements with respect to testing and testing tools. Be able to engage with Audit respond to Regulatory questions. **Required Job Skills:** + 3-5 years of ... as part of an Audit organization or a deep history of interactions with Audit ( Internal and External) + Basic knowledge of BI tools / Tableau and/or other… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …: + Responsible for the production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets ... future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our… more
- PSI Services (Raleigh, NC)
- …the emergence of new security threats while continuously adopting the industry's best practices . + Collaborate with internal teams to embed Security by Design ... controls across business systems and processes. + Ensure alignment with client, regulatory , and internal compliance requirements. + Support the automation and… more
- TD Bank (Charlotte, NC)
- …preferred + Experience in fraud risk management, insider threat, cybersecurity, internal audit , or investigations within financial services; demonstrated ... practices + Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships +… more