- City National Bank (Charlotte, NC)
- …improve the risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances,… more
- SMBC (Charlotte, NC)
- …sectors and the second and third lines of defense functions (ie Finance, Risk, Internal Audit , Compliance, Legal). + Manage activities related to EUC tools and ... and using the 3 lines of defense model for internal control. The EUC Governance Program develops EUC guidelines...discipline). + 3-5 years of business experience in finance, audit , risk, compliance, or regulatory management in… more
- Bank of America (Charlotte, NC)
- …translate regulatory guidance, advisories, enforcement actions, and industry best practices (eg, FinCEN, FATF, OFAC, OCC, DOJ) into actionable requirements. + ... content and awareness sessions. + Prepare analysis and documentation to support regulatory examinations, audits, and internal reviews focused on red flag… more
- American Express (Charlotte, NC)
- …activities to confirm timely closure. * Support interactions with regulators and internal audit during reviews and exams, presenting testing results and ... services; demonstrated expertise in compliance risk. * Deep understanding of the regulatory environment and industry best practices , especially as it pertains… more
- US Bank (Charlotte, NC)
- …+ Support and prepare materials related to examination, supervisory, enforcement, or internal audit /review requests. + Provide timely risk escalation and ... will report to the Fair and Responsible Banking Policy, Practice , and Model Review Manager and supports the US...responsible banking risks and present results for review by internal and external ( regulatory staff) audiences. +… more
- Merck (Wilson, NC)
- …aligned with our incredibly high standards of quality and meets all regulatory requirements. Partnering across our internal manufacturing facilities, external ... Policies and Guidelines for daily application. Understands and applies regulatory /compliance requirements, including current Good Manufacturing Practice (cGMP),… more
- Fresenius Medical Center (Cary, NC)
- … internal and external audits acting as the liaison with the company compliance audit and internal audit departments as needed. Works with external ... budgets, monitoring performance to ensure optimal, efficient and effective operations practices within regulatory and company guidelines. . Manages profit… more
- Highmark Health (Raleigh, NC)
- …job is responsible for the accounting functions related to financial and regulatory reporting including preparing financial and regulatory reports in accordance ... **ESSENTIAL RESPONSIBILITIES** + Ensure timely and accurate preparation of internal and external financial reportingdeliverables (eg audited financial statements,… more
- Truist (Charlotte, NC)
- …license strongly preferred 2. Prior experience working for a public accounting firm's audit practice 3. Strong technical accounting knowledge 4. Prior experience ... leadership in the design, execution, and implementation of process changes and internal controls for new accounting and regulatory reporting requirements. 11.… more
- City National Bank (Charlotte, NC)
- …improve the risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental… more