- Bank of America (Charlotte, NC)
- …Investment Bankers and Global Markets Sales to support the Bank's global regulatory and policy requirements as it relates Client Due Diligence (CDD) documentation ... document engagement, individuals within the team keep abreast of global regulatory change that could influence processes, and identify opportunities that enhance… more
- Western Digital (Raleigh, NC)
- …for reporting and continuous improvement. 9. Collaborate with internal and external audit and assurance practices and processes to enhance the quality and ... position paper, white papers and blogs. The role also involves active internal stakeholder engagement and building content to improve employee engagement on… more
- Bank of America (Charlotte, NC)
- …+ Drafts responses to SEC review comments + Interacts directly with External & Internal audit engagement management and staff Required Qualifications: + 8+ years ... accounting issues to ensure compliance with applicable technical accounting and regulatory standards. In addition, this person will have strong communications… more
- Wells Fargo (Charlotte, NC)
- …Management** Operational Risk is the risk resulting from inadequate or failed internal controls, processes, people, and systems or from external events. Operational ... cash transactions and loans. The team also manage the risk management, regulatory compliance, and client service associated with these transactions. This role will… more
- USAA (Charlotte, NC)
- …and review of journal entries and account reconciliations, financial results for internal and external purposes, audit support, and financial analysis. We ... external purposes. + Proficient knowledge and application of GAAP, STAT and regulatory accounting practices . + Demonstrated ability to partner and communicate… more
- Humana (Raleigh, NC)
- …operates about 340+ senior focused primary care centers in 15 states. The Regulatory Compliance team that supports the PCO is responsibility to assess, investigate, ... audit and validate the mitigation of compliance risk across...This team ensures that healthcare providers align their operational practices with legal requirements while fostering collaborative relationships with… more
- Lowe's (Mooresville, NC)
- …In addition, this role leads to support for the execution and design of internal controls over financial and regulatory reporting, by working independently to ... accurately processing and reviewing financial activities to enable complete and accurate internal and external reporting on a monthly, quarterly, and annual basis.… more
- Latham, The Pool Company (Rockingham, NC)
- …position requires knowledge of all applicable EHS regulations, safe work practices , and environmental recordkeeping. The incumbent must have good communication, ... to implement the EHS Program and respective policies. + Audit effectiveness of the site EHS program through ...Maintain workers compensation files and investigate incidents. + Generates internal and external reports as required. + Execute site… more
- Protective Industrial Products (Wilkesboro, NC)
- …preparing audit schedules, providing documentation, and supporting external and internal audits to ensure compliance. + Budgeting & Forecasting- Ability to ... close cycle, cash flows (AP, AR, Treasury) and be a liaison to internal sales organization monitoring rebates and commissions, and work closely with Operations… more
- PNC (Charlotte, NC)
- …bank group members and third parties including the OCC, Credit Risk Review, and Internal Audit . .Works with internal business partners on negotiations and ... with customers to reduce risks and losses. Works with internal and external business partners and borrowers to better...to mitigate risk. May mentor peers. May participate in regulatory discussions. PNC Employees take pride in our reputation… more