• Internal Controls Officer Senior

    City National Bank (Charlotte, NC)
    …with at least five years in an Financial Crimes risk/Financial Crimes Compliance management, internal audit , or compliance role * Minimum 3 years of control ... * INTERNAL CONTROLS OFFICER SENIOR* WHAT IS THE OPPORTUNITY?...and procedures for operational functions covered. * Provides 2LOD audit and regulatory exam support. * Executes… more
    City National Bank (06/15/25)
    - Related Jobs

  • Quantitative Operations Associate II - Sanctions…

    Bank of America (Charlotte, NC)
    …models and be able to represent SSCoE in all Internal governance forums / Audit meetings and Regulatory exams. + Work with a range of senior stakeholders ... or any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity, in accordance with… more
    Bank of America (04/24/25)
    - Related Jobs

  • Auditor II- Treasury/Finance

    City National Bank (Raleigh, NC)
    …will work within a team and on occasion as an individual contributor on audit assignments testing internal controls and ensuring compliance with bank policies, ... procedures, and regulatory requirements, focusing on treasury and finance. WHAT WILL...obtain management buy-in for constructive change. * Understanding of internal auditing standards, COSO and risk assessment practices… more
    City National Bank (07/04/25)
    - Related Jobs

  • Senior Analyst - IT Auditor

    Lincoln Financial (Greensboro, NC)
    …someone inclined to leverage their IT Audit (and IT) expertise in an internal audit environment, while focusing on an in-depth review of IT systems, ... document and review the results of testing according to internal audit methodology. + Prepare detailed ...assessment, IT governance, and system development + Knowledge of internal controls, business / information technology risk, regulatory… more
    Lincoln Financial (04/12/25)
    - Related Jobs

  • Director - Enterprise Risk Program

    Western Digital (Raleigh, NC)
    …industry risk trends. + Ensure compliance with regulatory expectations and best practices in ERM and internal audit . **Qualifications** REQUIRED + ... Description** The Director of the Enterprise Risk Program within Internal Audit is responsible for developing, leading,...key risks (Ex: Sovereign Risks, Operational Risk, etc.) + Regulatory & Industry Monitoring: + Monitor changes in … more
    Western Digital (05/28/25)
    - Related Jobs

  • Senior Auditor (Global Payments and Liquidity…

    Wells Fargo (Charlotte, NC)
    …risks and controls + Execute and document work in accordance with Wells Fargo Internal Audit policy + Identify and develop compensating controls that mitigate ... Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate...audits or projects + Develop ways to improve existing audit practices + Develop effective test plans… more
    Wells Fargo (07/01/25)
    - Related Jobs

  • Vice President, American Express National Bank…

    American Express (Apex, NC)
    …across Global Financial Crimes Compliance, Operational Risk Management, Privacy, Internal Audit , Technologies, and the General Counsel's Organization ... the organization. + Support response and remediation strategy of Compliance-related audit reviews and regulatory examinations. + Communicate effectively and… more
    American Express (06/25/25)
    - Related Jobs

  • Finance Compliance Manager

    Resideo (Charlotte, NC)
    …effective process and controls related to new regulatory reporting requirements. + Assist Internal Audit , External Audit and Statutory Audit teams in ... instrumental in advising management on compliance matters inclusive of supporting internal processes and controls to align with Sarbanes-Oxley, statutory audits, and… more
    Resideo (05/08/25)
    - Related Jobs

  • AVP, IT SOX

    Banc of California (Durham, NC)
    …status and testing results. + Work closely with engineers, business process owners, InfoSec, Internal Audit , external audit , and system owners to test and ... IT SOX general control framework to ensure alignment with business objectives, regulatory requirements, and industry best practices . The role involves planning,… more
    Banc of California (05/06/25)
    - Related Jobs

  • In-Business Risk Lead Analyst - Branch Technology…

    Citigroup (Charlotte, NC)
    …effectively across the organization. + Liaises with Compliance Assurance and Internal Audit for issue resolution, demonstrating leadership and responsibility. ... with established standards, provides risk mitigation recommendations. + Collaborates on audit , compliance, and regulatory findings, drives remediation efforts,… more
    Citigroup (06/06/25)
    - Related Jobs