• Senior Auditor - Financial Crimes/Sanctions/ABC

    Wells Fargo (Charlotte, NC)
    …control effectiveness + Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate professional skepticism while ... audits or projects + Develop ways to improve existing audit practices + Develop effective test plans...in projects as directed + Develop business partnerships within Internal Audit and with teams companywide through… more
    Wells Fargo (05/13/25)
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  • Sr IT Auditor

    TIAA (Charlotte, NC)
    …and provides support and guidance to ensure quality results. + Develops audit findings and recommendations regarding internal information systems controls. + ... IT experience + Data Analytics experience + Strong IT background + Integrated Audit experience + Experience with Regulatory Review Support + Previous experience… more
    TIAA (05/15/25)
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  • Compliance Manager - Governance & Reporting

    TD Bank (Charlotte, NC)
    …process steps prior to closure + Tracking US Compliance Enforcement Actions. + Managing audit and regulatory exams for Regulatory Change. + Manage governance ... the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress...support creation of documentation and reports required by external regulatory bodies and TD internal groups +… more
    TD Bank (05/11/25)
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  • Senior Auditor (CB/CIB)

    Wells Fargo (Charlotte, NC)
    …control effectiveness + Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate professional skepticism while ... audits or projects + Develop ways to improve existing audit practices + Develop effective test plans...in projects as directed + Develop business partnerships within Internal Audit and with teams companywide through… more
    Wells Fargo (05/13/25)
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  • Commercial Dealer Finance Relationship Manager

    BMO Financial Group (Charlotte, NC)
    …Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Leads and executes business ... + May network with industry contacts to gain competitive insights and best practices . + Coordinates the management of databases; ensures alignment and integration of… more
    BMO Financial Group (04/12/25)
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  • Finance Compliance Manager

    Resideo (Charlotte, NC)
    …effective process and controls related to new regulatory reporting requirements. + Assist Internal Audit , External Audit and Statutory Audit teams in ... instrumental in advising management on compliance matters inclusive of supporting internal processes and controls to align with Sarbanes-Oxley, statutory audits, and… more
    Resideo (05/08/25)
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  • AVP, IT SOX

    Banc of California (Durham, NC)
    …status and testing results. + Work closely with engineers, business process owners, InfoSec, Internal Audit , external audit , and system owners to test and ... IT SOX general control framework to ensure alignment with business objectives, regulatory requirements, and industry best practices . The role involves planning,… more
    Banc of California (05/06/25)
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  • Accounting Manager Sr

    EverBank (Charlotte, NC)
    …correction. + Ensures all accounting practices comply with banking regulations, internal controls, bank policies and procedures and audit requirements. Stays ... of team. + Partners with other departments (eg finance, treasury, risk, credit, internal audit , etc.) to ensure seamless and efficient operational execution as… more
    EverBank (05/14/25)
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  • Senior Manager, Compliance Governance & Operations…

    TD Bank (Charlotte, NC)
    …and assesses potential impacts + Maintains knowledge of end-to-end processes and internal /external partners and regulatory requirements + Provides inputs into ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
    TD Bank (05/14/25)
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  • Coding Auditor Educator

    Highmark Health (Raleigh, NC)
    …Health Network **Job Description :** **GENERAL OVERVIEW:** Performs all related internal , concurrent, prospective and retrospective coding audit activities. ... materials to address deficiencies identified in the audits compliant with regulatory requirements. Provides written audit guidance. Participates with management… more
    Highmark Health (05/09/25)
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