- Comerica (Dallas, TX)
- …the point of contact for the 1LOD relationship for all exam related activities including regulatory , 2LOD, Internal Audit , various internal Risk Pillars, ... frameworks, tools, regulatory requirements and how to build and maintain internal controls Provides leadership and coaching to 1LOD to proactively identify and… more
- Lincoln Financial (Austin, TX)
- …74707 **The Role at a Glance** We are excited to bring on a ** Regulatory GAAP and Statutory Investment Reporting Analyst** to support the Investment Accounting and ... provide a work from home/remote work environment. _Background Details_ As a Regulatory GAAP and Statutory Investment Reporting Analyst, you will be responsible for… more
- Prime Therapeutics (Austin, TX)
- …efforts by executing audit and advisory engagements under the direction of Internal Audit leadership. Working closely with Senior Auditors and the Audit ... while developing a strong understanding of business processes and internal audit methodologies. The staff Internal...of corrective actions. + Maintain awareness of industry best practices and emerging risks to enhance audit … more
- Forward Air (Dallas, TX)
- …members in their responsibilities to ensure quality of work and compliance with internal audit standards. Core Duties & Responsibilities: + Plan, develop, and ... responsibilities to ensure quality of work and compliance with internal audit standards + Assists with special...or similar + Knowledge of and skill in applying internal auditing principles and practices + Knowledge… more
- Charles Schwab (Westlake, TX)
- …including our bank and broker-dealers. We monitor and ensure adherence to regulatory ratios including the Liquidity Coverage Ratio (LCR) and associated public ... issues to senior management as necessary. We work with internal and external partners on multiple ongoing examinations and...partners on multiple ongoing examinations and audits of liquidity practices . We are seeking a Sr. Manager LRR to… more
- Lincoln Financial (Austin, TX)
- …distribution process; and maintain all business records. + You will act as the Internal Audit liaison for the business units by ensuring business engagement, ... #:** 74427 **The Role at a Glance** As the Internal Controls Consultant, you will provide subject matter expertise...management experience + NAIC general knowledge + Experience creating audit or regulatory work papers + Ability… more
- Amazon (Fort Worth, TX)
- …execute risk-based audit methodologies. This role will evaluate compliance with regulatory requirements, internal policies, and industry best practices ... driven techniques help us deliver smiles to both our internal and external customers daily. There are multiple ways...Internal Evaluation program - Develop and manage risk-based audit programs and methodologies - Create and execute process… more
- PenFed Credit Union (Irving, TX)
- …+ Monitor and maintain quality control standards, ensuring all documentation complies with internal policy, regulatory requirements, and audit standards. + ... processes. + Assist in developing and implementing operational procedures and best practices for efficiency and risk mitigation. + Train, coach, and develop team… more
- TXNM Energy (Alvin, TX)
- …to ensure compliance with regulatory standards and supports TXNM Energy internal audit (s) and/or other third party compliance assessment(s), as assigned ... and Subject Matter Experts following review. As appropriate, coordinates with TNMP internal audit staff and/or other third parties utilized for supplemental… more
- TEKsystems (Dallas, TX)
- …solutions involving other services and Practices . * Project Manager / internal process review of audit and security non-compliant items, leading ... and audit Negotiate the specificity of the audit issues with Internal Audit ,...environments Project planning for all compliance issues, including external, internal and regulatory audits * Understand Security… more