- Ralliant (Raleigh, NC)
- …and support audit requests. + Ensure compliance with SOX and internal control requirements for assigned areas. + Collaborate with cross-functional teams to ... Ralliant is seeking a motivated and customer focused accounting professional to own key areas of our corporate accounting and reporting processes and to drive system… more
- SMBC (Charlotte, NC)
- …& control assessments within 1LoD, working closely with Risk Management, Compliance, Internal Audit , and peer Control Officers supporting CM/Nikko Front Office ... (MBA, JD, or MS) preferred. - 10+ years of professional experience in IT risk management, IT compliance, IT... experience in IT risk management, IT compliance, IT audit , or other IT control-related functions within the financial… more
- Ally (Raleigh, NC)
- …capital position to senior management and the Board of Directors * Ensure audit compliance and manage various internal and external governance requests * ... **The Work Itself** * Support Ally's regulatory capital planning process to meet internal and external expectations * Collaborate with teams across Ally to source… more
- Ally (Raleigh, NC)
- …consultation regarding emerging control practices. * Analyze business process and internal control documentation and develop written summary of findings to review ... You Bring** * 3+ years' experience testing and monitoring financial controls/SOX, audit or risk management required * Bachelors degree required or relevant… more
- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- …and cross-functional collaboration across the first line of defense (1LOD), internal stakeholders, and external auditors and regulators.This role is ideal for ... a strategic, compliance-driven professional with deep knowledge of AML regulations and a...are identified and mitigated. + Assist with oversight testing, internal audits, and regulatory exams related to CDD/EDD compliance.… more
- Ally (Raleigh, NC)
- …agencies. Position will work closely with Legal, Compliance, LOB representatives, Risk, Audit , Human Resources, vendors, and law enforcement. * Assist manager in the ... * Ability to effectively handle difficult/contentious customer issues in a professional manner. * Ability to work in a fast-paced customer-centric environment,… more
- Bank OZK (Shelby, NC)
- …bank's goals by retaining, growing, and attracting clients. + Cultivate professional relationships with customers, utilizing assessment tools and engaging customers ... strategic and tactical plans to ensure sound operational performance and effective audit results. + Proactively resolve client concerns in a timely, professional… more
- Banc of California (Durham, NC)
- …with Bank requirements. + Disaster Recovery Testing: Supports third party and internal disaster recovery testing. + Industry Knowledge: Keeps current with FFIEC, and ... and regulatory requirements. + Additional Deliverables: supports special projects, responds to audit requests, and manages other activities as needed. + Treat people… more
- Parexel (Raleigh, NC)
- Exciting opportunity for an experienced and highly motivated professional to join our Global Regulatory Affairs team as a CMC Regulatory Affairs Senior/Consultant. ... to address CMC-related issues - Maintain collaborative relationships with internal stakeholders, affiliates, contract manufacturers, packagers, and suppliers -… more
- Ally (Raleigh, NC)
- …Operations or Banking Risk Management (eg, testing and monitoring, financial controls/SOX, or audit ) required * FINRA Series 7 & 63 preferred * Strong understanding ... paycheck and is designed to support and enrich your personal and professional life, including: * Time Away: competitive holiday and flexible paid-time-off, including… more
