- TD Bank (Charlotte, NC)
- …standards. **About the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building and ... role reports to the lead Governance Program Management Senior Manager and will lead the design and development of...drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic to… more
- TD Bank (Charlotte, NC)
- …practices + Lead and draft responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to oversee and ... + Prior experience drafting responses and preparing evidence packages for regulators and internal audit + Excellent verbal and writing skills with a demonstrated… more
- Xylem (Charlotte, NC)
- …to monitor local adherence and support corrective actions as needed. + ** Audit and Documentation Management** + Coordinate internal self-audits and readiness ... Role:** Xylem is seeking an experienced and strategic FSFE Trade Compliance Program Manager to oversee and lead the global First Sale for Export (FSFE) program.… more
- TD Bank (Charlotte, NC)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance… more
- Motion Recruitment Partners (Durham, NC)
- …resolution. + Manage contracts and collaborate effectively with Corporate Compliance, Legal, Audit and Risk Management and other internal stakeholders for ... Sr Category Manager Durham, North Carolina **100% Remote** Contract $55/hr...sourcing strategies for an assigned category(ies) in conjunction with internal stakeholders and their associated business strategy. + Conduct… more
- TD Bank (Charlotte, NC)
- …a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of ... as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our bank. This… more
- City National Bank (Charlotte, NC)
- …Maintain adequate workpapers to support the timely and effective response to requests from Internal Audit or external regulators * Contribute to the review and ... *BUSINESS CONTROLS MANAGER -TECHNOLOGY RISK AND COMPLIANCE* WHAT IS THE OPPORTUNITY?...business line risk management, compliance activities, legal engagement, and internal or external audits. * Act as a liaison… more
- American Express (Charlotte, NC)
- …activities. + Work closely with other control functions (ie, Compliance, Legal, and Internal Audit ) to ensure an integrated and comprehensive approach to risk ... best practices. Operational Risk Management is looking for a Manager of Risk and Control Self Assessment (RCSA) to...(RCSA) to drive development and maintenance of a global internal control framework and governing standards, capabilities, and risk… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Senior Manager , Governance & Control oversees and leads a highly complex and diverse ... teams, and strong communication with stakeholders. Strong control testing and/or audit background required, with knowledge of Treasury related processes preferred.… more
- Coinbase (Charlotte, NC)
- …* Support audit readiness efforts, ensuring documentation and processes meet internal and external audit standards. * Identify and recommend improvements to ... and alignment. Attendance is expected and fully supported. We're looking for a program manager to join our Strategy and Planning team. This team is responsible for… more
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