- Cengage Group (Raleigh, NC)
- … controls over financial reporting (ICFR), including Sarbanes-Oxley compliance. + Support internal audit and remediation efforts related to control deficiencies. ... external disclosures. + Ensure compliance with US GAAP, SEC regulations, and internal policies. + Maintain the relationship with external auditors, including … more
- GRAIL (Durham, NC)
- …project teams, ensuring adherence to ICH E6 (GCP), relevant diagnostic regulations, and internal quality standards. + Support and, where necessary, lead risk ... laboratory-developed tests, and companion diagnostic programs. + Own and maintain GCP audit program SOPs and templates, ensuring they remain current with… more
- Bank of America (Charlotte, NC)
- …queue, and maintain program documentation. + Maintain QA documentation, audit documentation, and training materials. + Drive Quality Assurance Governance ... Technology (CST), Third Party management, Global Compliance and Operations Risk (CGOR), internal audit , and external regulatory agencies. Provide audit … more
- TD Bank (Charlotte, NC)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone… more
- TD Bank (Charlotte, NC)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about… more
- TD Bank (Charlotte, NC)
- …internal applications and third-party provider tool. + Support testing engagements from Internal Audit , Compliance Quality Assurance, and others. _The ... impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about… more
- TD Bank (Charlotte, NC)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about… more
- TIAA (Charlotte, NC)
- …risk management. + Experience working closely with legal, compliance and internal audit . **Preferred Qualifications:** + University degree + Significant ... Control inventory + Act as primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit / oversight needs + Respond to… more
- TD Bank (Charlotte, NC)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone… more
- Lilly (Durham, NC)
- …findings. + Act as subject matter expert for the development and maintenance of internal quality system documents (Global Q standards, Common Q practices, ) and ... products. The SME will be responsible for overseeing and enhancing our visual inspection program and processes to ensure the highest quality standards. The ideal… more