- City of New York (New York, NY)
- Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTATIVE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE ... (DHS). DSS-AO maintains the operation of the Office of Audit and Quality Assurance (OAQA), Office of Compliance &...Vendor Monitoring Office is recruiting for (1) Administrative Staff Analyst NM II to function as a Director, Agency… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management. + Promote an... internal control standards, including timely implementation of internal and external audit points together with… more
- City of New York (New York, NY)
- Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTRATIVE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE ... workplace. DHS is recruiting for one (1) Administrative Staff Analyst -NM-II to function as a DHS Health and Safety...who will; - Ensure a safe workplace environment without risk to health, ensure PESH/OSHA and all Health and… more
- TD Bank (New York, NY)
- …+ 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a ... including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- TD Bank (New York, NY)
- …and business conduct issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions ... framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments for approvals + Assist in… more
- Bank of America (New York, NY)
- …services, and processes. This role will serve as a Regulatory Reporting Analyst responsible for driving key reporting activities and functions within the Consumer ... * Participate and represent the reporting function to control partners (eg, Audit and Compliance) * Responsible for the identification, tracking, and remediation of… more
- Citigroup (New York, NY)
- …close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance and control ... develop, create, and implement a trading book while mitigating risk and driving revenue targets. This is a unique...an individual who combines a strong quantitative and market analyst profile with a basic understanding of trading, focused… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance… more
- City of New York (New York, NY)
- …to DVS executive management. The DVS Fiscal Director is responsible for all internal and external audit requests. - Develop, prepare policies and training ... Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTATIVE STAFF ANALYST CIVIL SERVICE TITLE Domestic Violence Services (DVS) provides a variety of… more
- City of New York (New York, NY)
- Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTATIVE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE ... (DHS). DSS-AO maintains the operation of the Office of Audit and Quality Assurance (OAQA), Office of Compliance &...Vendor Monitoring Office is recruiting for (1) Admin Staff Analyst NM III to function as a(n) Executive Director,… more
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