- TD Bank (Charlotte, NC)
- …+ CPA, CIA, CFE, CRCM or equivalent a plus + 5+ years of internal audit and/or testing experience + Knowledge of financial institution laws/regulations, ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...policies, standards and procedures. The Compliance Quality Assurance Senior Analyst will execute these reviews. This role will play… more
- TD Bank (Charlotte, NC)
- …and Technology, Data, Digital, Payments & Delivery, the AVP is a leader within Internal Audit responsible for overseeing a team of Audit professionals. ... to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult... a great place to work + Develop a risk -based Audit Plan & deliver the plan… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the ... management to identify and mitigate financial, reputational, and regulatory risks. The analyst also contributes to the interpretation and implementation of new or… more
- City National Bank (Charlotte, NC)
- …Maintain workpapers to support the timely and effective response to requests from Internal Audit or external regulators. * Performs DR awareness training ... review and challenge (R&C) of disaster recovery program. The Disaster Recovery Analyst is responsible for leading disaster recovery risk assessments, providing… more
- PNC (Charlotte, NC)
- …and have an opportunity to contribute to the company's success. As a Loan Analyst within PNC's Midland Commercial Real Estate Servicing Group, you will be based ... from home and in a hybrid position. The Loan Analyst position will assist in servicing CMBS loans by:...borrower requested late charge waivers - Completing address changes, audit confirmations, and rate caps reviews - Communicating and… more
- First Horizon Bank (Charlotte, NC)
- …regulatory research + Review proposed regulations and provide impact analysis + Partner with risk management, internal audit , and model validation to ensure ... analyst to help build and run FHN's liquidity risk management function. To be effective in this high...internal and external data to support all liquidity risk management functions including peer benchmarking analysis + Perform… more
- Coinbase (Charlotte, NC)
- …provide guidance and expertise to team members * Develop creative solutions to prove risk mitigation and solve for complex audit problems faced by the crypto ... team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT...creating training material to owners in preparation for SOX audit * Lead security control gap assessments over SOX… more
- PNC (Charlotte, NC)
- …have an opportunity to contribute to the company's success. As a Loan Support Analyst Sr. within PNC Midland's Complex Loans Group, you will work within PNC ... Clients, Asset Management, Treasury and Special Servicers. This Loan Support Analyst Senior position will process monthly transactions accurately and in accordance… more
- Trane Technologies (Davidson, NC)
- …challenging what's possible for a sustainable world. As part of the Cybersecurity Risk and Compliance team, the Senior Analyst , Cybersecurity Supply Chain ... a minimum of 5-7 years of equivalent experience in Cybersecurity, IT Audit /Governance/ Risk /Compliance, or similar role(s). + Solid technical understanding of… more
- XPO, Inc. (Charlotte, NC)
- Lead Analyst , Tax - Hybrid Requisition Id: 383434 Business Unit: Corporate Location: Charlotte, NC, US, 28277 **What you'll need to succeed as a Lead Analyst , ... + Ability to lead process improvements and drive automation **About the Lead Analyst , Tax job** Pay, benefits and more: + Competitive compensation package + Full… more