- TD Bank (Jacksonville, FL)
- …Identifies and implements risk mitigation strategies for findings from risk assessment, audit findings, regulatory exams, potential violations of law, ... issues. This role oversees the timely execution of KYC reviews using a risk -based approach to align with policy and regulatory requirements. **Depth & Scope:** +… more
- TD Bank (Lake Mary, FL)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... periodic reviews, and on an ongoing basis. The team ensures compliance with Global AML requirements, mitigating operational, regulatory, and reputational risks.… more
- Chewy (Plantation, FL)
- …+ Monitor emerging regulations, standards updates, and policy changes to proactively address risk and drive internal compliance updates + Help develop ... compliance , including recall readiness and response planning + Lead social audit compliance activities by managing third-party audit providers, driving… more
- Truist (Orlando, FL)
- …activities, trends, and events pertaining to Risk , Regulatory, Audit , Compliance and Loan Review activities; promote an internal risk culture ... firm's risk appetite. * Partner with key risk and compliance partners to develop and...ongoing process execution improvements. * Support post-event activities with audit , regulators, and other stakeholders, working with GCO to… more
- NBC Universal (Orlando, FL)
- …and implement continuous control monitoring for policy breaches. + Partner with Legal, Internal Audit , and Compliance to maintain alignment with regulatory ... for overall Concur business relationship, including contract management and oversight of the internal audit process. Standards and Controls + Own and enforce… more
- Citigroup (Jacksonville, FL)
- …maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit , or other control-related functions ... with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal ... internal policies + Foster strong partnerships with internal audit , business units, and senior management,… more
- Dycom (West Palm Beach, FL)
- …for SOX + Evaluate the adequacy, effectiveness, and efficiency of the system of internal controls + Prepare audit planning documentation for all assigned audits ... Financial Auditor, you'll be responsible for conducting audits in accordance with the audit plan and having excellent written and verbal communication skills as you… more
- Sedgwick (Miami, FL)
- …based on data. + Performs internal quality reviews on audits in compliance with audit requirements, standards, and service contract requirements. + Maintains ... files are coded correctly, and adequate documentation is made by examiners during the audit process. + Identifies areas to minimize risk of fines, penalties,… more
- Citigroup (Tampa, FL)
- …+ Write requirement documents (BRD) for transformation initiatives + Coordinate with Internal Audit for CAP closure activities and resolving queries ... businesses, Operations & Technology, as well as Global Functions including Finance, Risk and Compliance continuously striving to improve, monitor, measure, and… more
- Wells Fargo (Winter Garden, FL)
- …and utilize search tools to find information + Knowledge and understanding of compliance controls, risk management and loss prevention + Relevant military ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more