- American Express (New York, NY)
- …and control effectiveness testing. Responsibilities will include the following: + Execute Compliance risk procedures on M&T projects in conformance with ... papers, and drafting reports. A successful candidate will have audit or compliance testing experience within a...and second line of defense business functions specific to Compliance risk . + Efficiently manage routine client… more
- Canon USA & Affiliates (Melville, NY)
- …Inc. in Melville, NY is currently seeking an Internal Auditor (Auditor, Internal ) to work within the CUSA Audit and Business Consultation department. The ... Internal Auditor will possess specialized knowledge/ skills in the financial audit and sustainability space. The candidate is preferably from a public accounting… more
- TD Bank (New York, NY)
- …streamline, and participate in improvements implementation** + **Support testing engagements from Internal Audit , Compliance Quality Assurance, and others** ... + **Professional experience in a governance related field (eg Compliance , Risk Management, AML, Legal, Audit...required documentation to effectively report on the status of Compliance + Represents Compliance on internal… more
- Amentum (Albany, NY)
- …compliance with ISO 27001. + Strong knowledge of information security controls, risk management, and internal audit processes. + **Relevant certifications ... + **Audits, Risk Assessments & Adherence Support:** Lead or participate in internal audits and risk assessments to evaluate adherence with ISO 27001 and… more
- KeyBank (Amherst, NY)
- …management, private banking, securities, etc.) compliance , risk management, and/or internal or external audit experience with a strong focus on risks and ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's… more
- TD Bank (New York, NY)
- …BI, Tableau) are a plus.** + **5+ years of experience in compliance , risk management, internal audit , or related fields, with demonstrated leadership or ... a mission to build a more resilient and scalable compliance risk management function. As part of...alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing as needed.**… more
- American Express (New York, NY)
- …discipline + 5 years of experience in data governance, risk management, internal controls, audit , or data compliance within the financial services ... governance teams + Monitor industry trends, regulatory expectations, and internal risk appetite to support the continuous...AI, and/or M&A + Experience supporting control integration within risk and compliance workflows + Prior experience… more
- M&T Bank (Buffalo, NY)
- …relevant work experience + Minimum of 1 year's leadership experience + Experience with internal audit methodology + Solid understanding of internal control ... and in accordance with the Division's methodology. + Write audit findings that clearly identify risk and... internal control standards, including timely implementation of internal and external audit points together with… more
- TD Bank (New York, NY)
- …Financial Protection Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Provides expert ... and Corporate Compliance leads a large, diverse and talented team of compliance professionals providing independent compliance risk oversight and in… more
- Insight Global (New York, NY)
- …discipline; ideally a graduate degree in a related subject. - 4+ years of internal audit , compliance , or quality assurance testing experience. - Strong ... the Internal Audit team independently assesses the firm's internal control structure, governance processes, risk management, and capital and… more