- KeyBank (NY)
- …experience + Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong ... Risk Management Directors, and other stakeholders on AML/OFAC compliance issues, initiatives, and projects. + Actively participate in regulatory examinations,… more
- ManpowerGroup (New York, NY)
- …team. As an Internal Auditor, you will be part of the audit department supporting various teams. The ideal candidate will have strong analytical skills, ... Lead and execute audits across multiple regulatory frameworks, ensuring compliance and risk mitigation. + Conduct comprehensive...Bachelor's Degree in a relevant field. + Experience in internal auditing or compliance roles. + Strong… more
- BMO Financial Group (New York, NY)
- …assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing ... to ensure program remains current and aligned with BMO Compliance Program. Work with business/group and internal ...that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align… more
- Citigroup (New York, NY)
- …matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and oversees the ... Serves as a senior function/business/product compliance risk officer covering North American...to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities; +… more
- American Express (New York, NY)
- …understanding of KYC, AML, and sanctions compliance regulations + Experience in risk and control assessments, audit , or compliance testing + Familiarity ... AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC ...and assess existing KYC policies, procedures, and workflows against internal standards and external regulatory requirements + Identify operational,… more
- KeyBank (NY)
- …+ Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Ability ... Risk Management Directors, and other stakeholders on AML/OFAC compliance issues, initiatives, and projects. + Actively participate in regulatory examinations,… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make...with internal and external business partners (eg, Internal Audit , external consultants) to respond to… more
- TD Bank (New York, NY)
- …laws and company policies. + Collaborating with internal teams, including legal, risk , and audit , to enhance monitoring programs and drive a culture of ... a mission to build a more resilient and scalable compliance risk management function. As part of...required documentation to effectively report on the status of Compliance + Represents Compliance on internal… more
- MTA (New York, NY)
- …with regulatory agencies to address audit findings and maintain compliance . Monitor regulatory changes and adjust internal practices accordingly. Contractor ... and Audit Oversight: Direct the preparation and submission of mandatory compliance reports, including State Agency Environmental Audit (SAEA) reports. Engage… more
- TD Bank (New York, NY)
- …Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they ... that such findings are properly and timely addressed (ie, oversee progress of all internal and/or external audit issues relating to Global Control Room with key… more