- Trellix (Albany, NY)
- …Skills:** + **Bachelor's degree OR High School diploma with 4+ years of experience in IT Audit , IT Compliance , IT Risk Management, or a related field.** + ... with cross-functional teams to drive operational efficiency and support maturing internal compliance processes.** + **Communicate effectively with stakeholders… more
- City National Bank (New York, NY)
- …reporting in a data management environment * Minimum 10 years of management experience in compliance , risk management or audit . * Minimum 7 years of ... and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be...be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more
- Scotiabank (New York, NY)
- …the team's business strategies and objectives. Ensures all activities conducted in compliance with governing regulations, internal policies and procedures. The ... execute compliance testing in order to assess compliance with legal, regulatory and internal firm...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such..."tone at the top" in support of a strong risk & compliance culture within Compliance… more
- University of Rochester (Rochester, NY)
- …+ **Reporting & Documentation** : Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other ... relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by… more
- CIBC (New York, NY)
- …requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses to ... assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management...and + US regulators and CIBC Internal Audit staff during regulatory exams and audits ** Compliance… more
- American Express (New York, NY)
- …regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... effective controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support… more
- Robert Half Finance & Accounting (New York, NY)
- … Controls)" Requirements + Minimum 2 years relevant experience in a similar role (external audit , internal audit , or internal control) + Analytical ... in shaping key operational and financial processes to support effective risk management and compliance initiatives across the business. Specifically,… more
- City of New York (New York, NY)
- …NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance , internal and external audit , financial reporting and ... programmatic fiscal processes to serve as Chief Compliance Officer. The selected candidate for this position will...regulating agencies and government authorities, as it pertains to Audit and Risk Management. - Coordinate NYC… more
- Navient (Albany, NY)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit , or operational risk & controls within the ... deadlines to ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit , or risk management disciplines are encouraged… more