- Axis (New York, NY)
- …+ **Cross-Functional Collaboration** + Partner with IRM Security, Disaster Recovery, Operational Risk , Enterprise Risk , Audit / Compliance , and ... on continuity risks and mitigation strategies. + **Regulatory & Audit Compliance ** + Ensure compliance ...including NYDFS, DORA, and other jurisdictional requirements. + Lead internal and external audit engagements related to… more
- TD Bank (New York, NY)
- …CA, LLB and/or MBA preferred + 10 years of relevant industry and governance, risk , internal control and/or compliance experience **INCLUSIVENESS** At TD, we ... interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance ...whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more
- SMBC (New York, NY)
- …thematic reviews and portfolio-level assessments. + Support regulatory and internal audit engagements related to credit risk . + Maintain up-to-date knowledge ... ratings and evaluate the alignment of the bank's credit risk management practices with internal policies &...+ Perform independent reviews of credit exposures, including underwriting, risk grading, and policy compliance . + Lead… more
- Highmark Health (Albany, NY)
- …Health Network **Job Description :** **GENERAL OVERVIEW:** Performs all related internal , concurrent, prospective and retrospective coding audit activities. ... areas. Uses information to generate topics for education, training, process changes, risk reduction, optimization of reimbursement with new and current coders in… more
- City of New York (New York, NY)
- …prepare financial reports, such as balance sheets, invoices, and other documents. - participate in Internal Audit and Risk activities, such as risk ... assessments, internal audit projects and aggregate, analyze and visualize risk data. - research laws, regulations, internal policies and procedures, and… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit ) to assess risks, develop ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams....required assist with remedial work efforts for any open audit and compliance (testing) findings and open… more
- American Express (New York, NY)
- …related discipline is required. + 2-3 years of experience in regulatory reporting team, audit , compliance or risk management within the banking or financial ... analytics on #TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management… more
- MTA (New York, NY)
- …oversees all aspects of the safety and health program, ensuring regulatory compliance , operational safety, and risk mitigation across nine inter-borough ... health compliance reports. Collaborate with regulatory agencies to maintain compliance and address audit findings effectively. Monitor changes in regulations… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Meta (New York, NY)
- **Summary:** We are building a governance, risk , and compliance function to enable our company to build products that can withstand regulatory scrutiny, and ... risk .Meta's Integrity GRC is the central engine driving risk management and compliance at the company,...12. Ensure documents are generated in accordance with agreed internal processes and standards, are submission ready, and are… more