- Citigroup (New York, NY)
- …safety, data retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas of risk + A recognized subject ... management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, CCO), the Legal Management Council… more
- Amalgamated Bank (New York, NY)
- …and mitigating financial crime risks by conducting in-depth reviews of high- risk clients and transactions. This position supports the institution's compliance ... analysis and documentation. Analyst will review customer relationships that are designated as high- risk to determine if there is unusual activity or other risk … more
- GE Vernova (Schenectady, NY)
- …maintain a high-level of compliance awareness and cultivate a culture of compliance and expertise within the geography. Conduct internal training specific to ... Customs. + Active engagement of pre and post shipment audit review, inclusive of valuation, classification, country of origin...on duty, quality, savings, risks, and value creation for Compliance dashboards and reporting. + Evaluate internal … more
- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... mission is 'To Deliver World Class Service' to all internal and external clients as we place a focus...project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual… more
- Citigroup (Queens, NY)
- …functions as assigned by the Chief Investment Officer (CIO), including reporting requirements on Risk , Compliance , Finance and Audit + Assist in the review ... Internal Controls, Management Reporting, Problem Solving, Process Execution, Risk Identification and Assessment, Transfer Pricing. **Other Relevant Skills** For… more
- Outreach Development Corporation (Richmond Hill, NY)
- …of organizational investments to optimize returns and align with the organization's values. Audit and Internal Controls + Collaborate with external auditors to ... senior management team to facilitate informed decision-making. + Ensure compliance with Generally Accepted Accounting Principles (GAAP) or other...the annual audit process and address any audit findings. + Maintain robust internal controls… more
- American Express (New York, NY)
- …Business Administration, or related field + 5 years of experience in data governance, data risk , internal controls, or audit in the financial services or ... with business units, technology teams, Business Unit data offices, data stewards, and compliance stakeholders to understand data flows, identify risk points, and… more
- American Express (New York, NY)
- …a related discipline + 8 years of experience in data management, data governance, risk management, internal controls or audit within the financial services ... stakeholders, federated data offices, technology teams, data stewards, and risk and compliance functions to understand data...on data control requirements and best practices + Support internal and external audits as well as second-line reviews… more
- HSBC (New York, NY)
- …we all share. WPM supports the CIB LOB. WPM's role is to improve portfolio risk management and risk /return on the credit portfolio through managing key LOB ... and loan sales execution, credit portfolio monitoring & MI, risk reviews & analysis, risk management and...analysis for CDS hedging and loans sales + Support compliance processes for trading (CDS/Loan sales) + Prepare a… more
- Citigroup (Getzville, NY)
- …provided for CCAR and Volcker reporting. + Execute reconciliations and other internal controls for Market Risk . This includes monitoring sensitivities, ... Data Analysis, Data Governance, Data Lineage, Data Management, Data Quality, Internal Controls, Management Reporting, Program Management, Risk Management.… more