- SMBC (New York, NY)
- …Coordinates Specialized Finance Department interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. ... + Coordinates management of risk appetite, limits and guideline setting & issue management...required. + Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight… more
- Molina Healthcare (Buffalo, NY)
- …in order to maintain coding accuracy and excellence. The position also entails producing audit reports for internal and external review. The position may also ... work with other internal departments, including Compliance , Corporate Legal Counsel,...and makes determinations as to whether the investigation and/or audit identified potential fraud, waste, or abuse. + Coordinates… more
- Grant Thornton (New York, NY)
- …industry related certifications required. + Preferred experience in management consulting, internal audit , regulatory compliance , and/or forensic ... From day one, you'll be empowered by the greater Risk team to help clients make the moves that...+ Reviewing construction contracts, financial statements, job cost reports, internal policies, and process maps to identify cost savings,… more
- TD Bank (New York, NY)
- …privacy; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg financial ... in cross-functional/enterprise initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Conducts internal and… more
- M&T Bank (Williamsville, NY)
- …(profile/pre-call planning, outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management ( audit requirements, fraud prevention, ... sales approach in some branches. + Adhere to applicable compliance /operational risk controls in accordance with Company... internal control standards, including timely implementation of internal and external audit points together with… more
- M&T Bank (Buffalo, NY)
- …Commercial Loan Operations, while adhering to Department procedures, Corporate policies, and Compliance , Audit and Legal requirements. Supports all projects and ... as assigned. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance... internal control standards, including timely implementation of internal and external audit points together with… more
- Citigroup (New York, NY)
- …cross-functional project, resource, and stakeholder management; effectively engage with internal audit and external regulators. **Education:** + ... the compliance of development and validation of models with respect to internal and external guidelines. + Appropriately assess risk when business decisions… more
- Deloitte (New York, NY)
- …engagements in partnership with internal and external AML and financial crimes compliance , audit , IT, and business teams. + Supervise day to day operations, ... on project delivery covering aspects such as quality, timelines, risk , and issue management + Track internal ...timelines, risk , and issue management + Track internal metrics such as utilization, Budget Vs Spend, resource… more
- M&T Bank (Getzville, NY)
- … and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to ... + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to ... and all activities of the unit(s) are completed in compliance with defined processes and regulations. + Direct and... internal control standards, including timely implementation of internal and external audit points together with… more