- Scotiabank (New York, NY)
- …will lead AML audits to assess the design and operating effectiveness of internal controls relating to risk monitoring, challenge, and reporting activities ... within the US and determine whether they are in compliance with governing regulations, internal policies, and procedures. The candidate will have experience… more
- PNC (New York, NY)
- …Critical Thinking, Effective Communications, Internal Audit , Internal Controls, Interpersonal Relationships, Planning and Organizing, Risk Management, ... position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk … more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... within their teams as well as with project sponsors, internal and external contacts, and senior management. Teams make...and/or that serve to help the Company be in compliance with laws and regulations that apply to the… more
- Scotiabank (New York, NY)
- …are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The Senior Audit Manager is a dynamic, ... every future! **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective...assurance over the design and operations of the Bank's internal controls, risk management and governance processes.… more
- Scotiabank (New York, NY)
- …IT & Data audits to assess the design and operating effectiveness of internal controls relating to risk management, challenge, and reporting activities within ... the US and are in compliance with governing regulations, internal policies, and...the business/unit/ process and associated risks, develops an appropriate risk -based audit approach, and schedules timing and… more
- M&T Bank (Buffalo, NY)
- … audit teams in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize ... decisions, exhibiting initiative and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or in one or more of the… more
- SMBC (New York, NY)
- …related regulatory expectations (ie NYS DFS 500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... cybersecurity audits across the firm as part of the Internal Audit Department. Reporting to IT Applications...in other IT application and control functions including legal, compliance , data security and risk management to… more
- SMBC (New York, NY)
- …functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... years of audit experience in the in Audit , Risk , Business Control, Compliance ,...Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk , and internal … more
- American Express (New York, NY)
- …will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal and external exams and audits, ... ECM's engagement with, response to, and deliverables to regulators, internal audit and second line of defense...appropriate. **Minimum Qualifications:** + 4 years in a financial risk management function (eg, audit , compliance… more
- SMBC (New York, NY)
- …CRI) and related regulatory expectations (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures,...colleagues in other technology and control functions including legal, compliance , data security and risk management to… more